Netcapital Inc.
For the period ended Jul 31, 2025. Filed Sep 22, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2025 · Filed Sep 22, 2025
NCPL$1.82+44.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit No. | |
|---|---|
| 4.1 | Convertible Promissory Note dated April 29, 2025, in the principal amount of $61,360, incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K dated April 30, 2025 and filed with the SEC on May 5, 2025 |
| 4.2 | Convertible Promissory Note dated April 29, 2025, in the principal amount of $64,960, incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K dated April 30, 2025 and filed with the SEC on May 5, 2025 |
| 4.3 | Form of Promissory Note (Non-convertible), incorporated by reference to Exhibit 4.3 to our Current Report on Form 8-K dated April 30, 2025 and filed with the SEC on May 5, 2025 |
| 4.4 | Form of Warrant, incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K dated July 7, 2025 and filed with the SEC on July 7, 2025 |
| 4.5 | Form of Placement Agent Warrant, incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K dated July 2, 2025 and filed with the SEC on July 7, 2025 |
| 4.6 | Form of Warrant, incorporated by reference to Exhibit 4.1 to our Current Report on Form 8-K dated July 16, 2025 and filed with the SEC on July 17, 2025 |
| 4.7 | Form of Placement Agent Warrant, incorporated by reference to Exhibit 4.2 to our Current Report on Form 8-K dated July 16, 2025 and filed with the SEC on July 17, 2025. |
| 10.1 | Securities Purchase Agreement dated April 29, 2025 in the amount of $61,360, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated April 30, 2025 and filed with the SEC on May 5, 2025 |
| 10.2 | Securities Purchase Agreement dated April 29, 2025 in the amount of $64,960 incorporated by reference to Exhibit 10.2 to our Current Report on Form 8-K dated April 30, 2025 and filed with the SEC on May 5, 2025 |
| 10.3 | Form of Subscription Agreement, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated June 6, 2025 and filed with the SEC on June 12, 2025 |
| 10.4 | Form of Advisory Agreement, incorporated by reference to Exhibit 10.5 to our Current Report on Form 8-K dated June 6, 2025 and filed with the SEC on June 12, 2025 |
| 10.5 | Horizon Software Agreement, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated June 26, 2025 and filed with the SEC on June 30, 2025 |
| 10.6 | Form of Securities Purchase Agreement dated July 2, 2025, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated July 7, 2025 and filed with the SEC July 7, 2025. |
| 10.7 | Form of Securities Purchase Agreement dated July 16, 2025, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated July 17, 2025 and filed with the SEC July 17, 2025. |
| 10.8 | Second Amendment to 2023 Omnibus Equity Incentive Plan, incorporated by reference to our Annual Report on Form 10-K filed with the SEC on August 12, 2025 |
| 10.9 | Settlement Agreement and Release dated September 16, 2025, by and between Daniel R. Hesse Revocable Trust dated October 12, 2006 and Netcapital Inc. |
| 10.10 | Settlement Agreement and Release dated September 16, 2025, by and between Ivan Seidenberg and Netcapital Inc. |
| 31.1* | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104* | Cover Page Interactive Data File - the cover page from the Registrant’s Quarterly Report on Form 10-Q for the quarter ended July 31, 2025 is formatted in Inline XBRL |
*Filed herewith
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