Perfect Moment Ltd
For the period ended Dec 31, 2024. Filed Feb 14, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2024 · Filed Feb 14, 2025
PMNT$0.11-10.7%Stored close · as of Jul 8, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The exhibits listed below are filed as part of this Quarterly Report on Form 10-Q, or are incorporated herein by reference, in each case as indicated below.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company | 8-K | 001-41930 | 3.1 | February 13, 2024 |
| 3.2 | Amended and Restated Bylaws of the Company | 8-K | 001-41930 | 3.2 | February 13, 2024 |
| 4.1 | Form of the Company’s Common Stock Certificate | S-1 | 333-274913 | 4.1 | November 6, 2023 |
| 4.2 | Form of Underwriter Warrants | S-1 | 333-274913 | 4.2 | January 22, 2024 |
| 4.3 | Form of Convertible Secured Note dated December 6, 2024 | 8-K | 001-41930 | 10.2 | December 12, 2024 |
| 10.1 | Subordinated Business Loan and Security Agreement dated October 2, 2024 | 10-Q | 001-41930 | 10.4 | November 14, 2024 |
| 10.2 | Subordinated Business Loan and Security Agreement dated October 23, 2024 | 10-Q | 001-41930 | 10.5 | November 14, 2024 |
| 10.3 | Business Loan and Security Agreement dated November 24, 2024 | ||||
| 10.4 | Form of Convertible Secured Note Purchase Agreement dated December 6, 2024 | 8-K | 001-41930 | 10.1 | December 12, 2024 |
| 31.1 | Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2 | Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1* | Certifications of the Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.2* | Certifications of the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 101.INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of Perfect Moment Ltd. under the Securities Act or the Exchange Act, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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