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Eastside Distilling Inc

For the period ended Sep 30, 2024. Filed Nov 15, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 15, 2024

BLNE$0.60-1.6%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

Exhibit No.Description
3.1Amended and Restated Articles of Incorporation of the Company, as presently in effect, filed as Exhibit 3.1 to the Registration Statement on Form S-1 filed on November 14, 2011 (File No. 333-177918) and incorporated by reference herein.
3.2Articles of Merger, filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K dated November 19, 2014 and filed on November 25, 2019 and incorporated by reference herein.
3.3Certificate of Change, filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K dated October 6, 2016 and filed on October 11, 2016 and incorporated by reference herein.
3.4Certificate of Change, filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K dated June 14, 2017 and filed on June 15, 2017 and incorporated by reference herein.
3.5Certificate of Amendment of Articles of Incorporation, filed as an Exhibit to the Company’s Current Report on Form 8-K dated August 13, 2021 and filed on August 31, 2021 and incorporated by reference herein.
3.6Certificate of Amendment to Designation of Series B Preferred Stock, filed as an Exhibit to the Company’s Current Report on Form 8-K filed on October 25, 2021 and incorporated herein by reference.
3.7Certificate of Change Pursuant to NRS 78.209 – filed May 3, 2023, filed as an Exhibit to the Company’s Current Report on Form 8-K filed on May 9, 2023 and incorporated herein by reference.
3.8Certificate of Designation of Series C Preferred Stock filed on September 28, 2023 - filed as an Exhibit to the Company’s Current Report on Form 8-K filed on September 29, 2023 and incorporated herein by reference
3.9Certificate of Amendment of Articles of Incorporation - filed on January 2, 2024, filed as an Exhibit to the Company’s Current Report on Form 8-K filed on January 4, 2024 and incorporated herein by reference.
3.10Certificate of Designation of Series D Preferred Stock, filed as Exhibit 3-a to the Current Report on Form 8-K filed on October 7, 2024 and incorporated herein by reference
3.11Certificate of Designation of Series E Preferred Stock, filed as Exhibit 3-b to the Current Report on Form 8-K filed on October 7, 2024 and incorporated herein by reference
3.12Certificate of Designation of Series F Preferred Stock, filed as Exhibit 3-c to the Current Report on Form 8-K filed on October 7, 2024 and incorporated herein by reference
3.13Certificate of Designation of Series F-1 Preferred Stock, filed as Exhibit 3-d to the Current Report on Form 8-K filed on October 7, 2024 and incorporated herein by reference
3.10Second Amended and Restated Bylaws of the Registrant, filed as Exhibit 10-a to the Registrant’s Current Report on Form 8-K dated August 14, 2024 and filed on August 16, 2024 and incorporated by reference herein.
10.1Eastside Distilling, Inc. 2016 Equity Incentive Plan, filed as Exhibit 99.1 to the Registrant’s Registration Statement on Form S-8 filed on February 28, 2019 and incorporated by reference herein.
10.2Agreement and Plan of Merger and Reorganization by and among Eastside Distilling, Inc., East Acquisition Sub, Inc. and Beeline Financial Holdings, Inc. dated September 4, 2024, filed as Exhibit 10-a to the Current Report on Form 8-K filed on September 5, 2024, and incorporated herein by reference.
10.3First Amendment to Agreement and Plan of Merger and Reorganization by and among Eastside Distilling, Inc., East Acquisition Sub, Inc. and Beeline Financial Holdings, Inc. dated October 7, 2024, filed as Exhibit 10-b to the Current Report on Form 8-K filed on October 7, 2024, and incorporated herein by reference.
10.4Executive Employment Agreement dated July 3, 2024 between Eastside Distilling, Inc. and Geoffrey Gwin, filed as Exhibit 10-a to the Company’s Current Report on Form 8-K filed on July 10, 2024 and incorporated herein by reference.
10.5Amendment No. 1 dated October 7, 2024 to Executive Employment Agreement dated July 3, 2024 between Eastside Distilling, Inc. and Geoffrey Gwin, filed as Exhibit 10-d to the Company’s Current Report on Form 8-K filed on October 7, 2024 and incorporated herein by reference.
10.6Form of Securities Purchase Agreement dated November 13, 2024 – filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 15, 2024 and incorporated herein by reference.
10.7Form of Senior Secured Note dated November 14, 2024 – filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on November 15, 2024 and incorporated herein by reference.
10.8Form of Shareholder Pledge Agreement dated November 14, 2024 – filed as Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on November 15, 2024 and incorporated herein by reference.
10.9Form of Security and Pledge Agreement dated November 14, 2024 – filed as Exhibit 10.6 to the Company’s Current Report on Form 8-K filed on November 15, 2024 and incorporated herein by reference.
31.1 *Certification of Chief Executive Officer pursuant to Rule 13a-14(a).
31.2 *Certification of Chief Financial Officer pursuant to Rule 13a-14(a).
32.1 *Certification of Chief Executive Office pursuant to 18 U.S.C. Section 1350.
32.2 *Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350.
101.INSInline XBRL Instance Document
101.SCHInline XBRL Taxonomy Schema Linkbase Document
101.CALInline XBRL Taxonomy Calculation Linkbase Document
101.DEFInline XBRL Taxonomy Definition Linkbase Document
101.LABInline XBRL Taxonomy Labels Linkbase Document
101.PREInline XBRL Taxonomy Presentation Linkbase Document
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*Filed herewith.
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.