Evofem Biosciences Inc
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
EVFM$0.48-23.4%Stored close · as of Aug 10, 2022
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The exhibits filed as part of this Quarterly Report on Form 10-Q are set forth on the Exhibit Index.
EXHIBIT INDEX
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit No. · Exhibit Title · Filed Herewith · Form · File No. · Date Filed | ||||||
| 2.1 | Definitive Agreement between the Company and Aditxt, Inc. | 8-K | 001-36754 | 12/12/2023 | ||
| 2.2 | First Amendment to the Merger Agreement, dated January 8, 2024 | 8-K | 001-36754 | 1/11/2024 | ||
| 2.3 | Second Amendment to the Merger Agreement, dated January 30, 2024 | 8-K | 001-36754 | 1/31/2024 | ||
| 2.4 | Third Amendment to the Merger Agreement, dated February 29, 2024 | 8-K | 001-36754 | 3/6/2024 | ||
| 2.5 | Reinstatement and Fourth Amendment to Merger Agreement dated May 2, 2024 | 8-K | 001-36754 | 5/2/2024 | ||
| 2.6 | Amended and Restated Plan of Merger, by and between the Company, Aditxt, Inc. and Adifem, Inc. | 8-K | 001-36754 | 7/18/2024 | ||
| 2.7 | First Amendment to the Amended and Restated Agreement and Plan of Merger, by and between the Company, Aditxt, Inc., and Adifem, Inc., dated August 16, 2024 | 8-K | 001-36754 | 8/20/2024 | ||
| 2.8 | Second Amendment to the Amended and Restated Agreement and Plan of Merger, by and between the Company, Aditxt, Inc., and Adifem, Inc., dated September 6, 2024 | 8-K | 001-36754 | 9/6/2024 | ||
| 2.9 | Third Amendment to the Amended and Restated Agreement and Plan of Merger, by and among the Company, Aditxt, Inc. and Adifem, Inc., dated October 2, 2024 | 8-K | 001-36754 | 10/3/2024 | ||
| 3.1 | Amended and Restated certificate of Designation of Series F-1 Convertible Preferred Stock | 8-K | 001-36754 | 6/26/2024 | ||
| 10.1 | Asset Purchase Agreement, by and between the Company and Lupin Inc. | 8-K | 001-36754 | 7/18/2024 | ||
| 10.2 | License Agreement, by and between the Company and Pharma 1 Drug Store, L.L.C. | 8-K | 001-36754 | 7/23/2024 | ||
| 10.3 | Securities Purchase Agreement, by and between the Company and Aditxt, Inc., dated as of July 12, 2024. | 8-K | 001-36754 | 7/23/2024 | ||
| 10.4 | Registration Rights Agreement, by and between the Company and Aditxt, Inc., dated as of July 12, 2024. | 8-K | 001-36754 | 7/23/2024 | ||
| 10.5 | Securities Purchase Agreement, by and between the Company and Aditxt, Inc., dated as of August 9, 2024. | 10-Q | 001-36754 | 8/14/2024 | ||
| 10.6 | Registration Rights Agreement, by and between the Company and Aditxt, Inc., dated as of August 9, 2024. | 10-Q | 001-36754 | 8/14/2024 | ||
| 10.7 | Securities Purchase Agreement, by and between the Company and Aditxt, Inc., dated as of September 20, 2024. | 10-Q | 001-36754 | 9/25/2024 | ||
| 10.8 | Registration Rights Agreement, by and between the Company and Aditxt, Inc., dated as of September, 2024. | 10-Q | 001-36754 | 9/25/2024 | ||
| 10.9 | Securities Purchase Agreement, by and between the Company and Aditxt, Inc., dated as of October 2, 2024. | 8-K | 001-36754 | 10/3/2024 | ||
| 10.10 | Registration Rights Agreement, by and between the Company and Aditxt, Inc., dated as of October 2, 2024. | 8-K | 001-36754 | 10/3/2024 | ||
| 10.11 | Securities Purchase Agreement, by and between the Company and Aditxt, Inc., dated as of October 28, 2024. | 8-K | 001-36754 | 10/28/2024 | ||
| 10.12 | Registration Rights Agreement, by and between the Company and Aditxt, Inc., dated as of October 28, 2024. | 8-K | 001-36754 | 10/28/2024 | ||
| 10.13 | Form of Support Agreement, by and between the Company and the Investor, dated as of October 28, and October 30, 2024. | 8-K | 001-36754 | 10/31/2024 | ||
| 10.14 | Amended Employment Agreement, by and between the Registrant and Ivy Zhang, dated as of November 8, 2024. | X | ||||
| 10.15 | Amended Employment Agreement, by and between the Registrant and Saundra Pelletier, dated as of November 8, 2024. | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1 | * | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 99.1 | Lupin press release, dated July 15, 2024 | 8-K | 001-36754 | 7/18/2024 | ||
| 101.INS | † | Inline XBRL Instance Document | X | |||
| 101.SCH | † | Inline XBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | † | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | † | Inline XBRL Definition Linkbase Document | X | |||
| 101.LAB | † | Inline XBRL Taxonomy Extension Labels Linkbase Document | X | |||
| 101.PRE | † | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||
| * | Furnished herewith. This certification is being furnished solely to accompany this report pursuant to 18 U.S.C. 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the registrant, whether made before or after the date hereof, regardless of any general incorporation by reference language in such filing. |
|---|---|
| † | The financial information of Evofem Biosciences, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2024 filed on November 14, 2024 formatted in XBRL (Extensible Business Reporting Language): (i) the Condensed Consolidated Balance Sheets, (ii) Parenthetical Data to the Condensed Consolidated Balance Sheets, (iii) the Condensed Consolidated Statements of Operations, (iv) the Condensed Consolidated Statements of Convertible and Redeemable Preferred Stock and Stockholders’ Deficit, (v) the Condensed Consolidated Statements of Cash Flows, and (vi) Notes to Unaudited Condensed Consolidated Financial Statements, is furnished electronically herewith. |
| ^^ | Certain exhibits and schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish supplementally a copy of any omitted exhibit or schedule upon request by the SEC. |
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