AMERICAN BATTERY TECHNOLOGY Co
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
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Item 6. Exhibits
The following exhibits are either provided with this Annual Report or are incorporated herein by reference:
| Exhibit | Description | Filed Herein | Incorporated Date | By Form | Reference Exhibit |
|---|---|---|---|---|---|
| 3.1 | Certificate of Designation of Series D Preferred Stock, dated September 16, 2024 | 09/20/2024 | 8-K | 3.1 | |
| 10.1 | Settlement Agreement, dated July 3, 2024, between American Battery Technology Company and Mercuria Energy America, LLC** | 07/06/2024 | 8-K | 10.1 | |
| 10.2 | Offer Letter, dated August 26, 2024, between American Battery Technology Company and Steven Wu | 08/26/2024 | 8-K | 10.2 | |
| 10.3 | Release Agreement, dated August 26, 2024, between American Battery Technology Company and Andrés Meza | 08/26/2024 | 8-K | 10.3 | |
| 10.4 | Subscription and Investment Representation Agreement, dated September 16,2024, by and between American Battery Technology Company and Ryan Melsert | 09/20/2024 | 8-K | 10.4 | |
| 31.1 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Executive Officer | x | |||
| 31.2 | Rule 13a-14(a)/ 15d-14(a) Certification of Chief Financial Officer | x | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer* | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer* | ||||
| 101 | INS Inline XBRL Instant Document. | x | |||
| 101 | SCH Inline XBRL Taxonomy Extension Schema Document | x | |||
| 101 | CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document | x | |||
| 101 | LAB Inline XRBL Taxonomy Label Linkbase Document | x | |||
| 101 | PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document | x | |||
| 101 | DEF Inline XBRL Taxonomy Extension Definition Linkbase Document | x | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | x | |||
*Furnished herewith.
** Certain Confidential information contained in this exhibit has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. Additionally, certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K.
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