Skip to main content

AMERICAN BATTERY TECHNOLOGY Co

For the period ended Sep 30, 2024. Filed Nov 14, 2024.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 14, 2024

ABAT$1.42+6.4%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Item 6. Exhibits

The following exhibits are either provided with this Annual Report or are incorporated herein by reference:

ExhibitDescriptionFiled HereinIncorporated DateBy FormReference Exhibit
3.1Certificate of Designation of Series D Preferred Stock, dated September 16, 202409/20/20248-K3.1
10.1Settlement Agreement, dated July 3, 2024, between American Battery Technology Company and Mercuria Energy America, LLC**07/06/20248-K10.1
10.2Offer Letter, dated August 26, 2024, between American Battery Technology Company and Steven Wu08/26/20248-K10.2
10.3Release Agreement, dated August 26, 2024, between American Battery Technology Company and Andrés Meza08/26/20248-K10.3
10.4Subscription and Investment Representation Agreement, dated September 16,2024, by and between American Battery Technology Company and Ryan Melsert09/20/20248-K10.4
31.1Rule 13a-14(a)/ 15d-14(a) Certification of Chief Executive Officerx
31.2Rule 13a-14(a)/ 15d-14(a) Certification of Chief Financial Officerx
32.1Section 1350 Certification of Chief Executive Officer*
32.2Section 1350 Certification of Chief Financial Officer*
101INS Inline XBRL Instant Document.x
101SCH Inline XBRL Taxonomy Extension Schema Documentx
101CAL Inline XBRL Taxonomy Extension Calculation Linkbase Documentx
101LAB Inline XRBL Taxonomy Label Linkbase Documentx
101PRE Inline XBRL Taxonomy Extension Presentation Linkbase Documentx
101DEF Inline XBRL Taxonomy Extension Definition Linkbase Documentx
104Cover Page Interactive Data File (embedded within the Inline XBRL document)x

*Furnished herewith.

** Certain Confidential information contained in this exhibit has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. Additionally, certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.