GENELUX Corp
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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Sep 30, 2024 · Filed Nov 14, 2024
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Unregistered Sales of Equity Securities and Use of Proceeds
Unregistered Sales of Equity Securities
Warrants
On January 25, 2023, in connection with our IPO, certain warrants issued prior to the IPO were adjusted in accordance with a one for three pre-IPO reverse stock split, enabling the holders to purchase up to an aggregate of 110,975 shares of our Common Stock at an exercise price of $9.00 per share and 3,809 shares of our Common Stock at an exercise price of $10.50 per share (collectively, the “Warrants”). During the first quarter of 2024, holders of the Warrants with an exercise price of $9.00 per share exercised their Warrants for an aggregate of 76,487 shares with the remaining 34,488 Warrants expiring. The Warrants issued with an exercise price of $10.50 per share all expired during the first quarter of 2024.
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