NEXGEL INC
For the period ended Sep 30, 2024. Filed Nov 13, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 13, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the quarter ended September 30, 2024, the officers and directors listed below adopted, modified, orterminated trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
On September 23, 2024, Scott R. Henry, a member of ourboard of directors, entered into atrading plan that provides for the sale of an aggregate of up to 21,000 shares of our common stock. The plan will terminate on September 20, 2025, subject to early termination for certain specified events set forth in the plan.
On September 24, 2024, Adam R. Levy, our Chief Executive Officer and a member of our board of directors, entered into atrading plan that provides for the sale of an aggregate of up to 32,000 shares of our common stock. The plan will terminate on September 24, 2025, subject to early termination for certain specified events set forth in the plan.
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