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Eterna Therapeutics Inc

For the period ended Sep 30, 2024. Filed Nov 12, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Nov 12, 2024

ERNA$2.05+9.0%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

ExhibitDescriptionIncorporated By Reference
10.1Securities purchase agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.1 to Form 8k filed on September 25, 2024
10.2Form of pre-funded warrant issuable under the securities purchase agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.2 to Form 8k filed on October 29, 2024
10.3Form of exchange agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the parties theretoExhibit 10.3 to Form 8k filed on September 25, 2024
10.4Note purchase agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.4 to Form 8k filed on September 25, 2024
10.5Form of 12.0% senior convertible note issued under the note purchase agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.5 to Form 8k filed on September 24, 2024
10.6Form of pre-funded warrant issuable upon conversion of 12.0% senior convertible notes issued under the note purchase agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.3 to Form 8k filed on October 29, 2024
10.7Form of support agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the stockholder parties theretoExhibit 10.7 to Form 8k filed on September 24, 2024
10.8Form of lock-up agreement, dated as of September 24, 2024, between Eterna Therapeutics Inc. and the stockholder parties theretoExhibit 10.8 to Form 8k filed on September 24, 2024
10.9Registration Rights Agreement, dated October 29, 2024, between Eterna Therapeutics Inc. and the purchaser parties theretoExhibit 10.1 to Form 8-K Filed on October 29, 2024
10.10Exclusive License and Collaboration Agreement, effective as of September 9, 2024, with Factor Bioscience LimitedFiled herewith
10.11Sublease Termination Agreement, dated August 9, 2024, between Eterna Therapeutics Inc. and E.R. Squibb & Sons, L.L.C.Filed herewith
31.1Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed herewith
31.2Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed herewith
32.1Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002Furnished herewith
32.2Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002Furnished herewith
101Inline XBRL Document Set for the financial statements and accompanying notes in Part I, Item 1, of this Quarterly Report on Form 10-Q.Filed herewith
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