VIVIC CORP
For the period ended Jun 30, 2024. Filed Oct 23, 2024.
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FY2024 · Filed Oct 23, 2024
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
The following exhibits are filed as part of this Annual Report.
| 3.1 | Articles of Incorporation (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 as filed with the SEC on July 5, 2017). |
| 3.2 | Certificate of Amendment to Articles of Incorporation filed April 8, 2019 (incorporated by reference to Exhibit 3.2 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024). |
| 3.3 | Certificate of Designation filed April 9, 2019 (incorporated by reference to Exhibit 3.3 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024). |
| 3.4 | Certificate of Amendment to Articles of Incorporation filed November 18, 2019. (incorporated by reference to Exhibit 3.4 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 3.5 | Certificate of Amendment to Articles of Incorporation filed January 16, 2020. (incorporated by reference to Exhibit 3.5 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 3.6 | Certificate of Correction filed January 17, 2020. (incorporated by reference to Exhibit 3.6 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 3.7 | Amended and Restated Certificate of Designation of Series A Convertible Preferred Stock filed December 9, 2020. (incorporated by reference to Exhibit 3.7 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 3.8 | Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-1 as filed with the SEC on July 5, 2017). |
| 4.1 | Description of Securities (incorporated by reference to Exhibit 4.1 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 10.1 | Stock Purchase Agreement dated July 12, 2023, between Vivic Corporation (Hong Kong) Co. Limited and Yun-Kuang Kung (incorporated by reference to report on Form 8-K dated July 12, 2023). |
| 10.2 | Debt Conversion Agreement dated May 26, 2023, between the Company and Yun-Kuang Kung (incorporated by reference to report on Form 8-K dated May 26, 2023) |
| 14.1 | Code of Ethics (incorporated by reference to Exhibit 4.1 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 21.1 | List of Subsidiaries (incorporated by reference to Exhibit 4.1 to the Company’s Report on Form 10-K as filed with the SEC on April 16, 2024) |
| 31.1* | Certification of Chief Executive Officer pursuant to Rule 13a-14 or Rule 15d-14 of Securities Exchange Act of 1934. |
| 31.2* | Certification of Chief Financial Officer pursuant to Rule 13a-14 of 15d-14 of Securities Exchange Act of 1934. |
| 32.1** | Certification of Chief Executive Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350). |
| 32.2** | Certification of Chief Financial Officer pursuant to Section 906 of Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350). |
- Filed herewith
** Furnished Herewith
101.INS Inline XBRL Instance Document
101.SCH Inline XBRL Taxonomy Extension Schema Document
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF Inline XBRL Taxonomy Extension Definition Document
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Vivic Corp | ||
| (Registrant) | ||
| Date: October 23, 2024 | By: | /s/ Shang-Chiai Kung |
|---|---|---|
| Shang-Chiai Kung | ||
| President and Chief Executive Officer, Chairman of the Board, Director Principal Executive Officer | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Name | Title | Date |
|---|---|---|
| /s/ Shang-Chiai Kung | President and Chief Executive, | October 23, 2024 |
| Shang-Chiai Kung | ||
| /s/ Tse-Ling Wang | Director | October 23, 2024 |
| Tse-Ling Wang | ||
| /s/ Liu-Shiang Kung Hwang | Director | October 23, 2024 |
| /s/ Hui Ming Pao | Director | October 23, 2024 |
| Hui Ming Pao | ||
| /s/ Kevin Lee | Director | October 23, 2024 |
| Kevin Lee | ||
| /s/ Amy Huang | Director | October 23, 2024 |
INDEX TO CONSOLIDATED FINANCIAL STATEMENTS
| Report of Independent Registered Public Accounting Firm | F-2 |
|---|---|
| Consolidated Balance Sheets as of June 30, 2024 and 2023 | F-3 |
| Consolidated Statements of Operations and Comprehensive Income (Loss) for the Years Ended June 30, 2024 and 2023 | F-4 |
| Consolidated Statement of Changes in Stockholders’ Equity (Deficit) for the Years Ended June 30, 2024 and 2023 | F-5 |
| Consolidated Statements of Cash Flows for the Years Ended June 30, 2024 and 2023 | F-6 |
| Notes to Consolidated Financial Statements | F-7 |
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