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Midas Edge

AMERICAN BATTERY TECHNOLOGY Co

For the period ended Jun 30, 2024. Filed Sep 23, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2024 · Filed Sep 23, 2024

ABAT$1.32-7.0%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Item 15. Exhibits and Financial Statement Schedules

The following exhibits are either provided with this Annual Report or are incorporated herein by reference:

Filed or Furnished · Incorporated · By · Reference
ExhibitDescriptionHerewithDateFormExhibit
3.1Articles of Incorporation, as amended12-Sep-2210-K3.1
3.2Amended and Restated Bylaws14-Sep-228-K3.1
3.3Certificate of Designation of Preferences, Rights and Limitations of Series A Preferred Stock8-Oct-198-K3.1
3.4Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock19-Feb-208-K3.1
3.5Certificate of Designation of Preferences, Rights and Limitations of Series C Preferred Stock5-Nov-208-K3.1
3.6Certificate of Change Pursuant to NRS 78.209 of American Battery Technology Company, filed with the Nevada Secretary of State on August 31, 202311-Sep-238-K3.1
4.1Form of Series A Warrant4-Apr-238-K4.1
4.2Form of Series B Warrant]4-Apr-238-K4.2
4.3Form of Placement Agent Warrant4-Apr-238-K4.3
10.1Employment Agreement of Andres Meza11-Jan-238-K10.2
10.2Employment Agreement of Scott Jolcover11-Jan-238-K10.1
10.3Employment Agreement of Jesse Deutsch17-May-238-K10.1
10.4Employment Agreement of Ryan Melsert5-Aug-228-K10.1
10.5Exploration License with Option to Purchase, dated September 1, 2021, between American Battery Technology Company and 1317038 Nevada Ltd.15-Jul-228-K10.1
10.6Escrow Services Agreement15-Jul-228-K10.2
10.7Asset Purchase Agreement, dated March 1, 2023, between American Battery Technology Company and LiNiCo Corporation27-Sep-2310-K10.7
10.8Second Amended and Restated Membership Interest Purchase Agreement, dated April 21, 2023, between American Battery Technology Company and LiNiCo Corporation27-Sep-2310-K10.8
10.9Purchase and Sale Agreement, dated May 12, 2023, between American Battery Technology Company and Bow River Capital RE III LLC27-Sep-2310-K10.9
10.1Credit Agreement, dated May 17, 2023, between American Battery Technology Company and Mercuria Investments US, Inc.27-Sep-2310-K10.10
10.11Marketing Agreement, dated May 17, 2023, between American Battery Technology Company and Mercuria Energy America, LLC27-Sep-2310-K10.11
10.12Form of Securities Purchase Agreement4-Apr-238-K10.1
10.13DOE Grant Award DE-EE0006250, dated August 16, 202127-Sep-2310-K10.13
10.14DOE Grant Award DE-EE0009430, dated October 1, 202127-Sep-2310-K10.14
10.15Amended Director Agreement between American Battery Technology Company and Rick Fezell dated, September 22, 202328-Sep-238-K10.1
10.16Amended Director Agreement between American Battery Technology Company and Elizabeth Lowery dated, September 22, 202328-Sep-238-K10.3
10.17Amended Director Agreement between American Battery Technology Company and Sherif Marakby dated, September 22, 202328-Sep-238-K10.4
10.18Amended Offer Letter between American Battery Technology Company and Scott Jolcover dated, November 29, 20234-Dec-238-K10.1
10.19Amended Offer Letter between American Battery Technology Company and Ryan Melsert dated, December 1, 20234-Dec-238-K10.2
10.2Form of Securities Purchase Agreement15-Nov-2310-Q/A10.1
10.21Form of Convertible Note15-Nov-2310-Q/A10.2
10.22Assistance Agreement between the Company and the United States Department of Energy, dated September 1, 202315-Nov-2310-Q/A10.3
10.22Assistance Agreement between the Company and the United States Department of Energy, dated September 27, 202315-Nov-2310-Q/A10.4
10.23Amendment to Offer Letter between American Battery Technology Company and Scott Jolcover dated, March 15, 202418-Mar-248-K10.1
10.24Amendment to Offer Letter between American Battery Technology Company and Ryan Melsert dated, March 15, 202418-Mar-248-K10.2
10.25ATM Sales Agreement dated April 3, 2024, by and between the Company and Virtu Americas LLC3-Apr-248-K10.1
10.26Settlement Agreement, dated July 3, 2024, between American Battery Technology Company and Mercuria Energy America, LLC**10-Jul-248-K10.1
10.27Offer Letter, dated August 26, 2024, between American Battery Technology Company and Steven Wu26-Aug-248-K10.1
10.28Release Agreement, dated August 26, 2024, between American Battery Technology Company and Andrés Meza26-Aug-248-K10.2
19.1Insider Trading Policy
21.1Subsidiaries of American Battery Technology Companyx27-Sep-2310-K21.1
23.1Consent of Marcum LLPx
23.2Consent of KPMG LLPx
31.1Certification of Chief Executive Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.x
31.2Certification of Chief Financial Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.x
32.1Certification of Chief Executive Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.x
32.2Certification of Chief Financial Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.x
96.1Amended Resource Estimate and Initial Assessment with Project Economics for the Tonopah Flats Lithium Project, Esmeralda and Nye Counties, Nevada, USA25-Apr-248-K96.1
99.7American Battery Technology Company Clawback Policyx
101INS Inline XBRL Instant Document.x
101SCH Inline XBRL Taxonomy Extension Schema Documentx
101CAL Inline XBRL Taxonomy Extension Calculation Linkbase Documentx
101LAB Inline XRBL Taxonomy Label Linkbase Documentx
101PRE Inline XBRL Taxonomy Extension Presentation Linkbase Documentx
101DEF Inline XBRL Taxonomy Extension Definition Linkbase Documentx
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
xFiled herewith
xxFurnished herewith
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.