Connexa Sports Technologies Inc
For the period ended Apr 30, 2024. Filed Jul 25, 2024.
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FY2024 · Filed Jul 25, 2024
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Item 15. Exhibit and Financial Statement Schedules
(a) Financial Statements
Our financial statements as set forth in the Index to Consolidated Financial Statements under Part II, Item 8 of this Annual Report on Form 10-K are hereby incorporated by reference.
(b) Exhibits
The following exhibits, which are numbered in accordance with Item 601 of Regulation S-K, are filed as part of this Annual Report on Form 10-K or, as noted, incorporated by reference herein:
| Exhibit Number | Exhibit Description |
| 3.1 | Articles of Incorporation (Incorporated by reference to the Registrant’s Form S-1 (File No. 333-259487), filed with the Commission on June 14, 2022) |
| 3.2 | Bylaws (Incorporated by reference to the Registrant’s Form S-1 (File No. 333-259487), filed with the Commission on June 14, 2022) |
| 4.1 | Form of Warrant dated October 11, 2023 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on October 11, 2023) |
| 4.2 | Form of Warrant dated December 6, 2023 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on December 6, 2023) |
| 4.3 | Form of Pre-Funded Warrant dated January 19, 2024 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on January 24, 2024 |
| 10.1 | Loan and Security Modification Agreement dated October 11, 2023 between the Company, its subsidiaries and Armistice Capital Master Fund Ltd. (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on October 11, 2023) |
| 10.2 | Inducement Letter dated December 6, 2023 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on December 6, 2023) |
| 10.3 | Securities Purchase Agreement dated January 19, 2024 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on January 19, 2024) |
| 10.4 | Form of Voting Rights Agreement dated January 19, 2024 (Incorporated by reference to the Company’s Current Report as previously filed on Form 8-K on January 19, 2024) |
| 10.5 | Smartsports Consulting Agreement dated January 21, 2024 (Incorporated by reference to the Company’s Current Report on Form 8-K filed on January 24, 2024) |
| 10.6 | Waiver, Warrant Amendment and Second Loan and Security Modification Agreement by and between the Company, the Guarantors, and the Lenders and the Agent, dated February 21, 2024 (Incorporated by reference to the Company’s Current Report on Form 8-K filed on February 21, 2024) |
| 10.7 | Share Purchase Agreement dated March 18, 2024 (Incorporated by reference to the Company’s Current Report on Form 8-K filed on March 21, 2024) |
| 10.8 | Share Exchange Agreement dated March 18, 2024 (Incorporated by reference to the Company’s Current Report on Form 8-K filed on March 21, 2024) |
| 10.9 | Warrant Purchase Agreement by and between the Company, the Holder and Morgan Capital LLC dated April 15, 2024 (Incorporated by reference to the Company’s Current Report on Form 8-K filed on April 18, 2024) |
| 21.1 | List of Subsidiaries |
| 23.1 | Consent of OLAYINKA OYEBOLA & CO |
| 31.1 | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Rule 13a-14(a) and15d-14(a). |
| 31.2 | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) and15d-14(a). |
| 32.1 | Certification of Principal Executive Officer and Pursuant to 18 U.S.C. 1350. |
| 32.2 | Certification of Principal Financial Officer Pursuant to 18 U.S.C. 1350. |
| 101.INS | Inline XBRL Instance Document |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Definition |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| ^ | Management contract or compensatory plan or arrangement. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Connexa Sports Technologies Inc. | ||
| Dated: July 24, 2024 | By: | /s/ Mike Ballardie |
|---|---|---|
| Mike Ballardie | ||
| Director, President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| Dated: July 24, 2024 | By: | /s/ Mike Ballardie |
|---|---|---|
| Mike Ballardie | ||
| Chief Financial Officer | ||
| (Principal Financial Officer and Principal Accounting Officer) | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Signature | Title | Date |
|---|---|---|
| /s/ Mike Ballardie | ||
| Mike Ballardie | Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer, and Director | July 24, 2024 |
| /s/ Juda Honickman | July 24, 2024 | |
| Juda Honickman | Chief Marketing Officer | |
| /s/ Mark Radom | July 24, 2024 | |
| Mark Radom | General Counsel | |
| /s/ Yonah Kalfa | July 24, 2024 | |
| Yonah Kalfa | Chief Innovation Officer and Director | |
| /s/ Kirk Taylor | July 24, 2024 | |
| Kirk Taylor | Director | |
| /s/ Stephen Crummey | July 24, 2024 | |
| Stephen Crummey | Director | |
| /s/ Rodney Rapson | July 24, 2024 | |
| Rodney Rapson | Director | |
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