Soluna Holdings Inc
For the period ended Mar 31, 2024. Filed May 15, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 15, 2024
SLNH$0.52+13.2%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Item 6. | Exhibits |
|---|
| Exhibit No. | Description |
| 4.20 | Form of Warrant- Amended Class A Warrant (dated February 28, 2024) |
| 4.21 | Form of Warrant- Amended Class B Warrant (dated February 28, 2024) |
| 4.22 | Form of Warrant- Amended Class C Warrant (dated February 28, 2024) |
| 4.23 | Form of Warrant- Extension $0.01 Warrant (dated February 28, 2024) |
| 4.24 | Form of Warrant- Five Year Warrant for Exercise of $6.00 Repriced Warrant |
| 10.81 | Employment agreement with John Tunison (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 3, 2024) |
| 10.82 | Form of Common Award Agreement- 2-year vest, 50% per year, no performance |
| 10.83 | Form of Common Award Agreement- 3-year time vesting (2024 fixed date start) |
| 10.84 | Form of Common Award Agreement- 3-year time vesting (2025 fixed date start) |
| 10.85 | Form of Common Award Agreement- 3-year vest, 33% per year, no performance |
| 10.86 | Form of Common Award Agreement- 4-year vest, 25% per year, no performance |
| 10.87 | Form of Common Award Agreement- 5-year vest, 20% per year, no performance |
| 10.88 | Form of Common Award Agreement- Separation vesting |
| 10.89 | Form of Preferred Award Agreement- Separation vesting |
| 10.90 | Form of Preferred Award Agreement- Time vesting, June 1, 2025 Start date |
| 10.91 | Form of Preferred Award Agreement- Time vesting, Start at 12 months |
| 10.92 | Form of Preferred Award Agreement- Time vesting, Start at 18 months |
| 10.93 | Form of Preferred Award Agreement- Time vesting, June 1, 2024 Start date |
| 10.94 | Master Form of True Up Common Award Agreement- 2-year time based vesting |
| 10.95 | Master Form of True Up Common Award Agreement- 3-year time based vesting |
| 10.96 | Master Form of True Up Common Award Agreement- 3-year time vesting (2024 fixed date start) |
| 10.97 | Master Form of True Up Common Award Agreement- 3-year time vesting (2025 fixed date start) |
| 10.98 | Master Form of True Up Common Award Agreement- 4-year time based vesting |
| 10.99 | Master Form of True Up Common Award Agreement- 5-year time based vesting |
| 10.100 | Master Form of True Up Common Award Agreement- Separation vesting |
| 31.1 | Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2 | Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1 | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2 | Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
All other exhibits for which no other filing information is given are filed herewith.
Certain portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K. Such information is both not material and is the information that the registrant customarily and actually treats as private or confidential. The omitted information is identified in the exhibit with brackets and “**”.
- Submitted electronically herewith. Attached as Exhibit 101 are the following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in eXtensible Business Reporting Language (XBRL) and tagged as blocks of text and including detailed tags: (i) Condensed Consolidated Balance Sheets at March 31, 2024 and December 31, 2023; (ii) Condensed Consolidated Statements of Operations for the Three Months Ended March 31, 2024 and 2023; (iii) Condensed Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2024 and 2023; and (iv) related notes.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.