SRM Entertainment Inc
For the period ended Dec 31, 2023. Filed Apr 1, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 1, 2024
TRON$1.450.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
EXHIBIT INDEX
| Incorporated by Reference · Filed or Furnished Herewith | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · Exhibit · Filing Date | |||||
| 3.1 | Articles of Incorporation of SRM Entertainment, Inc. | S-1 | 3.1 | 05/26/2023 | |
| 3.2 | Bylaws of SRM Entertainment, Inc. | S-1 | 3.2 | 05/26/2023 | |
| 3.3 | Amendment to the Bylaws of SRM Entertainment, Inc. | S-1 | 3.3 | 05/26/2023 | |
| 4.1 | Form of Common Stock Certificate of SRM Entertainment, Inc. | S-1 | 4.1 | 05/26/2023 | |
| 4.2 | Form of Representative’s Warrant | S-1 | 4.2 | 07/28/2023 | |
| 4.3 | Description of Securities | X | |||
| 10.1 | Share Exchange Agreement between Jupiter Wellness, Inc. and SRM Entertainment, Inc. dated December 9, 2022 | S-1 | 10.1 | 05/26/2023 | |
| 10.2 | Employment Agreement between SRM Entertainment, Inc. and Richard Miller dated January 1, 2023† | S-1 | 10.2 | 05/26/2023 | |
| 10.3 | Employment Agreement between SRM Entertainment, Inc. and Taft Flittner dated January 1, 2023† | S-1 | 10.3 | 05/26/2023 | |
| 10.4 | Employment Agreement between SRM Entertainment, Inc. and Deborah McDaniel-Hand dated January 1, 2023† | S-1 | 10.4 | 05/26/2023 | |
| 10.5 | License Agreement between SRM Entertainment, Inc. and LAFIG Belgium s.a. dated July 28, 2022 | S-1 | 10.5 | 05/26/2023 | |
| 10.6 | License Agreement between SRM Entertainment, Inc. and Zoonicorn, LLC dated July 17, 2022 | S-1 | 10.6 | 05/26/2023 | |
| 10.7 | License Agreement between SRM Entertainment, Inc., Taylored Concepts, LLC and ProToyTypes, LLC dated September 1, 2021 | S-1 | 10.7 | 05/26/2023 | |
| 10.8 | Addendum to License Agreement between SRM Entertainment, Inc., Taylored Concepts, LLC and ProToyTypes, LLC dated June 18, 2022 | S-1 | 10.8 | 05/26/2023 | |
| 10.9 | 2023 Equity Incentive Plan† | S-1 | 10.9 | 05/26/2023 | |
| 10.10 | Amended and Restated Exchange Agreement between Jupiter Wellness, Inc. and SRM Entertainment, Inc. dated May 26, 2023 | S-1 | 10.10 | 05/26/2023 | |
| 10.11 | Employment Agreement between Jupiter Wellness, Inc., formerly known as CBD Brands, Inc., and Douglas O. McKinnon dated August 5, 2019† | S-1 | 10.11 | 07/18/2023 | |
| 10.12 | Assignment and Assumption Agreement dated August 3, 2023, between Jupiter Wellness, Inc. and SRM Entertainment, Inc. | 8-K | 10.1 | 08/16/2023 | |
| 14.1 | Code of Business Conduct and Ethics | X | |||
| 21.1 | List of Subsidiaries | S-1 | 21.1 | 05/26/2023 | |
| 31.1 | Certification Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1 | Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 # | X | |||
| 32.2 | Certification of the Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 # | X | |||
| 97.1 | SRM Entertainment, Inc. Compensation Recovery Policy | X | |||
| 101.INS | Inline XBRL Instance Document | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Data File - The cover page iXBRL tags are embedded within the inline XBRL document. | X | |||
| † | Management or compensatory plan or arrangement. |
|---|---|
| # | This certification is being furnished and shall not be deemed “filed” with the SEC for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference. |
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