AmpliTech Group Inc
For the period ended Dec 31, 2023. Filed Apr 1, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 1, 2024
AMPG$2.47+2.9%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibit and Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules.
(a) Documents filed as part of this Annual Report.
| 1. | Report of Independent Registered Public Accounting Firm (PCAOB ID 3627) |
| Consolidated Balance Sheets as of December 31, 2023 and 2022 | F-2 |
|---|---|
| Consolidated Statements of Operations for the years ended December 31, 2023 and 2022 | F-3 |
| Consolidated Statements of Changes in Stockholders’ Equity for the years ended December 31, 2023 and 2022 | F-4 |
| Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 | F-5 |
| Notes to Consolidated Financial Statements | F-6 |
| 2. | Financial Statement Schedules |
Exhibits:
| Exhibit No. | Description |
| 3.1 | Amended and Restated Articles of Incorporation of AmpliTech Group, Inc. (incorporated by reference to the Current Report on Form 8-K filed December 28, 2020) |
| 3.2 | Amended and Restated Bylaws of AmpliTech Group, Inc. (incorporated by reference to the Current Report on Form 8-K filed December 28, 2020) |
| 3.3 | Amended and Restated Series A Convertible Preferred Stock Certificate of Designation (incorporated by reference to the Current Report on Form 8-K filed December 28, 2020) |
| 3.4 | Certificate of Amendment, filed with the Secretary of State of Nevada (incorporated by reference to the Current Report on Form 8-K filed February 19, 2021) |
| 3.5 | Certificate of Correction, filed with the Secretary of State of Nevada (incorporated by reference to the Current Report on Form 8-K filed February 19, 2021) |
| 4.1 | Form of Common Stock Purchase Warrant (incorporated by reference to the Current Report on Form 8-K filed February 19, 2021) |
| 4.2* | Warrant Agency Agreement dated February 14, 2024 by and between AmpliTech Group, Inc. and VStock Transfer LLC |
| 4.3 | Form of Representative’s Warrant (incorporated by reference to the Current Report on Form 8-K filed February 19, 2021) |
| 4.5 | Form of Warrant (incorporated by reference to the Current Report on Form 8-K filed April 15, 2021) |
| 10.3 | Commercial guaranty of AmpliTech Group, Inc., dated September 12, 2019 (incorporated by reference to the Current Report on Form 8-K filed on September 18, 2019) |
| 10.4 | Lease agreement, dated September 12, 2019, by and between AmpliTech Group, Inc. and Stephen J. Faber, as Trustee of the Revocable Trust of Stephen J. Faber, dated August 29, 2017 (incorporated by reference to the Current Report on Form 8-K filed on September 18, 2019) |
| 10.5 | Exclusive Distribution Agreement, dated November 9, 2016, by and between AmpliTech Inc, and distributor (incorporated by reference to Exhibit 10.8 to the Company’s Registration Statement on Form S-1 filed on December 10, 2020) |
| 10.6 | Advisory Agreement, dated February 14, 2018, by and between AmpliTech Group, Inc. and with Sunbiz Holdings Corp. (incorporated by reference to Exhibit 10.9 to the Company’s Registration Statement on Form S-1 filed on December 10, 2020) |
| 10.7 | Business Loan Agreement with BNB Bank, dated November 20, 2020 (incorporated by reference to Exhibit 10.10 to the Company’s Registration Statement on Form S-1 filed on December 10, 2020) |
| 10.8 | Promissory Note issued to BNB Bank, dated November 20, 2020 (incorporated by reference to Exhibit 10.10 to the Company’s Registration Statement on Form S-1 filed on December 10, 2020) |
| 10.9 | Amended and Restated 2020 Equity Incentive Plan (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-8 filed February 6, 2024) |
| 10.10 | Asset Purchase Agreement dated November 19, 2021 (incorporated by reference to the Current Report on Form 8-K filed November 19, 2021) |
| 10.11 | Employment Agreement with Jorge Flores dated February 21, 2022 (incorporated by reference to the Current Report on Form 8-K filed February 22, 2022) |
| 10.12 | Amendment to Employment Agreement with Jorge Flores dated March 27, 2023 (incorporated by reference to the Annual Report on Form 10-K filed on March 31, 2023) |
| 10.13 | Amendment to Employment Agreement with Jorge Flores dated March 20, 2024 (incorporated by reference to the Current Report on Form 8-K filed on March 26, 2024) |
| 10.14 | Form of Director Agreement (incorporated by reference to the Current Report on Form 8-K filed January 26, 2022) |
| 21.1 | List of Subsidiaries (incorporated by reference to Exhibit 21.1 to the Company’s Registration Statement on Form S-1 filed on August 13, 2012) |
| 23.1 | Consent of Sadler, Gibb & Associates, LLC |
| 31.1 | Rule 13a-14(a)/ 15d-14(a) Certification of Principal Executive Officer |
| 31.2 | Rule 13a-14(a)/ 15d-14(a) Certification of Principal Financial Officer |
| 32.1 | Section 1350 Certification of Principal Executive Officer |
| 32.2 | Section 1350 Certification of Principal Financial Officer |
| 97.1 | Clawback Policy |
| 101. INS | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) |
| 101. SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101. CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101. DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101. LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101. PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). |
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