CVD EQUIPMENT CORP
For the period ended Dec 31, 2023. Filed Mar 28, 2024.
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FY2023 · Filed Mar 28, 2024
CVV$4.05-3.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits, Financial Statement Schedules
| 3.1 | Certificate of Incorporation dated October 12, 1982 (Incorporated herein by reference to the Company’s Form S-1 filed on July 3, 2007). |
| 3.2 | Certificate of Amendment of Certificate of Corporation, dated April 25, 1985 (Incorporated herein by reference to the Company’s Form S-1 filed on July 3, 2007). |
| 3.3 | Certificate of Amendment of Certificate of Corporation, dated August 12, 1985 (Incorporated herein by reference to the Company’s Form S-1 filed on July 3, 2007). |
| 3.4 | Certificate of Amendment of the Certificate of Incorporation, dated December 9, 2016 (Incorporated herein by reference the Company’s Current Report on Form 8-K filed on December 14, 2016). |
| 3.5 | Amended and restated By-laws of CVD Equipment Corporation, dated as of October 5, 2016 (Incorporated herein by reference to the Company’s Current Report on Form 8-K filed on October 11, 2016). |
| 4.1 | Description of the Company’s Securities (Incorporated herein by reference to the Company’s Annual Report on Form 10-K filed on March 30, 2020). |
| 10.1 | Lease Agreement, dated February 9, 2012, by and between FAE Holdings 411519R, LLC and the Company (Incorporated by reference from the Company’s Report on Form 10-Q filed with the Commission on May 15, 2012). |
| 10.2 | Assignment Agreement, dated February 9, 2012, by and between FAE Holdings 411519R, LLC and the Company (Incorporated by reference from the Company’s Report on Form 10-Q filed with the Commission on May 15, 2012). |
| 10.3 | Joint and Several Hazardous Material Guaranty and Indemnification Agreement, dated March 15, 2012, by and between FAE Holdings 411519R, LLC and the Company (Incorporated by reference from the Company’s Report on Form 10-Q filed with the Commission on May 15, 2012). |
| 10.4 | Guaranty of Payment, dated March 15, 2012, by the Company (Incorporated by reference from the Company’s Report on Form 10-Q filed with the Commission on May 15, 2012). |
| 10.5 | Agreement to Purchase and Sale, the building and real estate property located at 555 N Research Place, Central Islip, NY, dated March 29, 2021, by and between 555 N Research Corporation, a wholly-owned subsidiary of the Company, and Steel K, LLC. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q filed with the Commission on May 13, 2021). |
| 10.6 | Employment Agreement, dated June 1, 2021, by and between Emmanuel Lakios, the Company’s President and Chief Executive Officer, and the Company. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q filed with the Commission on August 16, 2021). |
| 10.7 | Employment Agreement, dated June 1, 2021, by and between Thomas McNeill, the Company’s Executive Vice President and Chief Financial Officer, and the Company. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q filed with the Commission on August 16, 2021). |
| 10.8 | Assignment, Assumption and Amendment Agreement dated as of July 26, 2021, by and between Town of Islip Industrial Development Agency, 555N Research Corporation and Steel 555 NRP, LLC. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q/A filed with the Commission on March 1, 2022). |
| 10.9 | Second Amended and Restated Lease and Project Agreement, dated as of July 1, 2021, by and between Town of Islip Industrial Development Agency and FAE HOLDINGS 411519R, LLC. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q/A filed with the Commission on March 1, 2022). |
| 10.10 | Agency Compliance Agreement, dated as of July 1, 2021, by and between Town of Islip Industrial Development Agency, CVD Equipment Corporation and CVD Materials Corporation. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q/A filed with the Commission on March 1, 2022). |
| 10.11 | Amended and Restated Sublease Agreement, dated as of July 26, 2021, by and between FAE HOLDINGS 411519R, LLC, CVD Equipment Corporation and CVD Materials Corporation. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q/A filed with the Commission on March 1, 2022). |
| 21.1 | List of Subsidiaries |
| 23.1** | Consent of MARCUM, Certified Public Accountants and Advisors, A Professional Corporation (S-8). |
| 31.1** | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. |
| 31.2** | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. |
| 32.1** | Section 1350 Certification of Principal Executive Officer. |
| 32.2** | Section 1350 Certification of Principal Financial Officer. |
| 97 ** | CVD Equipment Corporation Executive Compensation Clawback Policy |
| 101.INS*** | XBRL Instance |
| 101.SCH*** | XBRL Taxonomy Extension Schema |
| 101.CAL*** | XBRL Taxonomy Extension Calculation |
| 101.DEF*** | XBRL Taxonomy Extension Definition |
| 101.LAB*** | XBRL Taxonomy Extension Labels |
| 101.PRE*** | XBRL Taxonomy Extension Presentation |
- Management contract or compensatory plan or arrangement required
** Filed herewith
*** XBRL information is furnished and not filed or a part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.
SIGNATURES
In accordance with Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| DATE: | March 28, 2024 |
|---|---|
| CVD EQUIPMENT CORPORATION | |
| By: | /s/ Emmanuel Lakios |
| Name: | Emmanuel Lakios |
| Title: | President and Chief Executive Officer |
| By: | /s/ Richard Catalano |
|---|---|
| Name: | Richard Catalano |
| Title: | Vice President, Chief Financial Officer and Secretary |
| Principal Financial and Accounting Officer |
In accordance with the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated below.
| NAME | POSITION | DATE |
|---|---|---|
| /s/ Emmanuel Lakios | President, Chief Executive Officer | 3/28/2024 |
| Emmanuel Lakios | (Principal Executive Officer) | |
| /s/ Lawrence J. Waldman | Director, Chairman of the Board | 3/28/2024 |
| Lawrence J. Waldman | ||
| /s/ Raymond A. Nielsen | Director | 3/28/2024 |
| Raymond A. Nielsen | ||
| /s/ Robert M. Brill | Director | 3/28/2024 |
| Robert M. Brill | ||
| /s/ Debra Wasser | Director | 3/28/2024 |
| Debra Wasser | ||
| /s/ Ashraf Lotfi | Director | 3/28/2024 |
| Ashraf Lotfi | ||
CVD EQUIPMENT CORPORATION AND SUBSIDIARies
INDEX TO CONSOLIDATED FINANCIAL STATEMENTS
| Page No. | |
| Report of Independent Registered Public Accounting Firm (PCAOB ID Number 688) | F-1 |
|---|---|
| Financial Statements: | |
| Consolidated Balance Sheets as of December 31, 2023 and 2022 | F-2 |
| Consolidated Statements of Operations for the years ended December 31, 2023 and 2022 | F-3 |
| Consolidated Statements of Changes in Stockholders’ Equity for the years ended December 31, 2023 and 2022 | F-4 |
| Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 | F-5 |
| Notes to Consolidated Financial Statements | F-6 |
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