Coda Octopus Group Inc
For the period ended Oct 31, 2023. Filed Jan 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Jan 29, 2024
CODA$8.97+1.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
| Exhibit Number | Description |
| 2.1 | Plan and Agreement of Merger dated July 12, 2004 by and between Panda and Coda Octopus (1) |
| 3.1 | Restated Certificate of Incorporation (2) |
| 3.2 | By-Laws (1) |
| 10.30 | Employment Contract dated January 1, 2013 between Coda Octopus Products, Inc. and Blair Cunningham (3) |
| 10.31 | Employment Contract dated March 16, 2017 between the Company and Annmarie Gayle (4) |
| 10.32 | 2017 Stock Incentive Plan (5) |
| 10.33 | Employment Agreement dated May 7, 2021 between Coda Octopus Colmek, Inc and Kevin Kane (6) |
| 10.34 | 2021 Stock Incentive Plan (7) |
| 10.35 | Employment Agreement dated August 30, 2023, between the Company and John Price (8) |
| 14 | Code of Ethics (9) |
| 23.1 | Consent of Frazier & Deeter, LLC (filed herewith) |
| 31.1 | Chief Executive Office and Chief Financial Officer Certification |
| 32 | Certificate Pursuant to 18 U.S.C Section 1350 |
| 101.INS | Inline XBRL Instance Document |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| (1) | Incorporated by reference to the Company’s Registration Statement on Form SB-2 (SEC File No.143144) |
| (2) | Incorporated by reference to the Company’s Registration Statement on Form 10. |
| (3) | Incorporated by reference to the Company’s Annual Report on Form 10-KSB for the year ended October 31, 2010 |
| (4) | Incorporated by reference to the Company’s Registration Statement on Form 10/A filed March 29,2017 |
| (6) | Incorporated by reference to the Company’s Form 10-K for the year ended October 31, 2021, filed February 14, 2022 |
| (7) | Incorporated by reference to the Company’s Definitive Statement filed August 2, 2021 |
| (8) | Incorporated by reference to the Company’s Current Report on Form 8-K filed September 5, 2023 |
| (9) | Incorporated by reference to the Company’s Form 10-K for the year ended October 31, 2017, filed January 30, 2018 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.