OFS Capital Corp
For the period ended Mar 31, 2026. Filed May 1, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 1, 2026
OFS$3.84+1.5%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
Listed below are the exhibits that are filed as part of this report (according to the number assigned to them in Item 601 of Regulation S-K):
| Incorporated by Reference | ||||
| ExhibitNumber | Description | Form and SECFile No. | Filing Date withSEC | Filed withthis 10-Q |
| 3.1 | Certificate of Incorporation of OFS Capital Corporation | Form N-2/A (333-166363) | March 18, 2011 | |
| 3.2 | Certificate of Correction to Certificate of Incorporation of OFS Capital Corporation | Form 10-K (814-00813) | March 26, 2013 | |
| 3.3 | Bylaws of OFS Capital Corporation | Form N-2/A (333-166363) | March 18, 2011 | |
| 10.1 | Revolving Credit and Security Agreement by and among OFSCC-FS, LLC, as borrower, the lenders from time to time party thereto, Natixis, New York Branch, as administrative agent, OFSCC-FS Holdings, LLC, as equityholder, OFS Capital Corporation, as servicer, Virtus Group, LP, as collateral administrator and Citibank, N.A., as collateral agent, dated as of February 18, 2026. | Form 8-K (814-00813) | February 20,2026 | |
| 10.2 | Amendment Eight to the Business Loan Agreement between OFS Capital Corporation and Banc of California dated January 9, 2026 | Form 8-K (814-00813) | January 9, 2026 | |
| 10.3 | Amendment Nine to the Business Loan Agreement between OFS Capital Corporation and Banc of California (formerly known as Pacific Western Bank) dated March 27, 2026 | Form 8-K (814-00813) | March 27, 2026 | |
| 14.1 | Joint Code of Ethics of OFS Capital Corporation and OFS Advisor | * | ||
| 31.1 | Certification of Chief Executive Officer pursuant to Rules 13a-14 and 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act | * | ||
| 31.2 | Certification of Chief Financial Officer pursuant to Rules 13a-14 and 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act | * | ||
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | † | ||
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | † | ||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | * | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | * | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | * | ||
- Filed herewith
† Furnished herewith
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.