Vita Coco Company Inc
For the period ended Sep 30, 2024. Filed Oct 30, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Oct 30, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans
In accordance with the disclosure requirements set forth in Item 408(a) of Regulation S-K, the following table discloses any officer (as defined in Rule 16a-1(f) under the Exchange Act), director, or entity controlled by such officer or director who adopted or terminated a contract, instruction, or written plan for the sale of securities of the Company intended to satisfy the affirmative defense of Rule 10b5-1(c) during the quarterly period ended September 30, 2024:
| Name | Title | Action Taken | Date of Action | Duration of Trading Arrangement | Aggregate Number of Securities to be Sold |
|---|---|---|---|---|---|
| Corey Baker | Chief Financial Officer | Adoption | August 15, 2024 | November 13, 2024 to May 30, 2025 | Up to 5,172 shares of Common Stock |
In addition, the following table discloses an officer (as defined in Rule 16a-1(f) under the Exchange Act), who adopted or terminated a contract, instruction, or written plan for the sale of securities of the Company intended to satisfy the affirmative defense of Rule 10b5-1c) that was not previously disclosed:
| Name | Title | Action Taken | Date of Action | Duration of Trading Arrangement | Aggregate Number of Securities to be Sold |
|---|---|---|---|---|---|
| Martin Roper | Chief Executive Officer | Adoption | May 9, 2024 | September 16, 2024 to September 12, 2025 | Up to 144,694 shares of Common Stock, subject to a daily maximum of 5,000 shares |
| The Christopher G. Roper Exempt Family Trust | A trust for which Mr. Roper's spouse is the trustee | Adoption | May 9, 2024 | September 16, 2024 to September 12, 2025 | Up to 143,394 shares of common stock, subject to a daily maximum of 5,000 shares |
| The Peter S. Roper Exempt Family Trust | A trust for which Mr. Roper's spouse is the trustee | Adoption | May 9, 2024 | September 16, 2024 to September 12, 2025 | Up to 143,394 shares of common stock, subject to a daily maximum of 5,000 shares |
| The Thomas L. Roper Exempt Family Trust | A trust for which Mr. Roper's spouse is the trustee | Adoption | May 9, 2024 | September 16, 2024 to September 12, 2025 | Up to 143,394 shares of common stock, subject to a daily maximum of 5,000 shares |
Other than as disclosed above, no other officer, director or entity controlled by such officer or director adopted, modified orterminated a contract, instruction or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement.
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