CEA Industries Inc.
For the period ended Jul 31, 2026. Filed Sep 11, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2026 · Filed Sep 11, 2026
BNC$4.78-1.8%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
EXHIBIT INDEX
| ExhibitNumber | Description of Exhibit |
| 3.1 | Restated Articles of Incorporation of CEA Industries Inc, filed with the Secretary of State of Nevada on September 4, 2026 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed September 4, 2026). |
| 3.2 | Certificate of Designation of Series C Junior Participating Preferred Stock (incorporated by reference to Exhibit 3.1 to the Registration Statement on Form 8-A filed December 29, 2025). |
| 3.3 | Amended and Restated Bylaws dated June 23, 2026 (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed June 24, 2026). |
| 10.1 | Master Loan Agreement, dated April 30, 2026, by and between the Registrant and BitGo Prime, LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed May 6, 2026). |
| 10.2+ | Severance Agreement, dated May 4, 2026, by and between the Registrant and Anthony K. McDonald (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed May 6, 2026). |
| 10.3*+ | Separation Agreement, dated June 10, 2026, by and between the Registrant and Nicholas J. Etten. |
| 10.4 | Cooperation Agreement, dated June 23, 2026, by and between the Registrant and YZi Labs Management Ltd. (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed June 24, 2026). |
| 10.5+ | Consulting Agreement, dated July 20, 2026, by and between the Registrant and W4 LLC related to Alex Odagiu (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed July 24, 2026). |
| 10.6* | Form of Indemnification Agreement between the Registrant and each of its directors and officers. |
| 10.7*+ | CEA Industries Inc. 2017 Equity Incentive Plan. |
| 10.8*+ | Independent Director Board Committee Extraordinary Service Compensation Policy. |
| 10.9* | Ceffu Digital Pte Ltd. Terms of Use, as in effect on July 31, 2026. |
| 31.1* | Certification of Principal Executive Officer, pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2* | Certification of Principal Financial and Accounting Officer, pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1** | Certification of Principal Executive Officer, pursuant to 18 U.S.C. Section 1350 as adopted, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2** | Certification of Principal Financial and Accounting Officer, pursuant to 18 U.S.C. Section 1350 as adopted, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Schema |
| 101.CAL* | Inline XBRL Taxonomy Calculation Linkbase |
| 101.DEF* | Inline XBRL Taxonomy Definition Linkbase |
| 101.LAB* | Inline XBRL Taxonomy Label Linkbase |
| 101.PRE* | Inline XBRL Taxonomy Presentation Linkbase |
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
- Indicates a management contract or compensatory plan.
*Filed herewith.
**Furnished herewith.
SIGNATURES
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