LIGHTBRIDGE Corp
For the period ended Sep 30, 2026. Filed Nov 4, 2026.
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Sep 30, 2026 · Filed Nov 4, 2026
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Item 5. Other Information
Trading Arrangements
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the three months ended September 30, 2026, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a Rule 10b5-1 Plan) and was adopted during an open trading window, with no sales commencing under the Rule 10b5-1 Plan until completion of the required cooling off period under Rule 10b5-1, were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Andrey Mushakov(1) | Executive Vice President & Chief Operating Officer | Adoption | 9/28/2026 | 12/31/2027 | 108,626 |
| Mark Tobin(2) | Director | Adoption | 9/29/2026 | 12/31/2027 | 20,314 |
| (1) | Andrey Mushakov, Executive Vice President & Chief Operating Officer, entered into a Rule 10b5-1 Plan on September 28, 2026. Mr. Mushakov’s plan provides for the sale, subject to certain price limits, of up to 108,626 shares of the Company’s common stock in the aggregate, which includes 58,200 shares subject to future vesting under restricted stock awards. The plan terminates on December 31, 2027, unless terminated sooner in accordance with its terms. |
| (2) | Mark Tobin, Director, entered into a Rule 10b5-1 Plan on September 29, 2026. Mr. Tobin’s plan provides for the sale, either at market price or subject to certain price limits, of up to 20,314 shares of the Company’s common stock in the aggregate, which includes 10,314 shares subject to future vesting under restricted stock awards. The plan terminates on December 31, 2027, unless terminated sooner in accordance with its terms. |
For the three months ended September 30, 2026, no other director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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