SOBR Safe, Inc.
For the period ended Mar 31, 2026. Filed Apr 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed Apr 30, 2026
SOBR$0.20-48.0%Stored close · as of Sep 15, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. Exhibits
| Exhibit · Reference · Filed or Furnished | |||||
|---|---|---|---|---|---|
| Number | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 3.1 | Certificate of Incorporation of Imagine Media, Ltd. | SB-2 | 3.1 | 01/31/2008 | |
| 3.2 | Certificate of Amendment to Articles of Incorporation to TransBiotec, Inc. | S-1 | 3.2 | 11/06/2012 | |
| 3.3 | Certificate of Amendment to Certificate of Incorporation filed with the State of Delaware on May 25, 2017 | 10-K | 3.3 | 02/06/2019 | |
| 3.4 | Amended and Restated Bylaws of SOBR Safe, Inc. | 8-K | 3.2 | 07/18/2025 | |
| 3.5 | Certificate of Amendment to Certificate of Incorporation of TransBiotec, Inc. changing name to SOBR Safe, Inc., effecting 1-for-33.26 reverse stock split and decreasing authorized common stock to 100M shares | 8-K | 3.1 | 06/11/2020 | |
| 3.6 | Certificate of Amendment to Certificate of Incorporation of SOBR Safe, Inc. dated September 25, 2024 | 8-K | 3.1 | 10/01/2024 | |
| 3.7 | Certificate of Amendment to Certificate of Incorporation of SOBR Safe, Inc. dated March 30, 2025 | 8-K | 3.1 | 04/04/2025 | |
| 4.1 | Form of Representative’s Warrant between SOBR Safe, Inc. and Aegis Capital Corp. | 8-K | 4.1 | 05/19/2022 | |
| 4.2 | Warrant Agency Agreement between SOBR Safe, Inc. and Equiniti Trust Company dated May 17, 2022 | 8-K | 4.2 | 05/19/2022 | |
| 4.3 | Form of Unit Warrant, issued May 18, 2022 | 8-K | 4.3 | 05/19/2022 | |
| 4.4 | Warrant to Purchase Common Stock dated June 5, 2020 issued to IDTEC, LLC | 8-K | 10.5 | 06/11/2020 | |
| 4.5 | Warrant to Purchase Common Stock issued by SOBR Safe, Inc. to Armistice Capital Master Fund Ltd. dated September 27, 2021 | 8-K | 10.2 | 10/01/2021 | |
| 4.6 | Form of Warrant issued by SOBR Safe, Inc. in Regulation D Offering | S-1/A | 10.22 | 12/01/2021 | |
| 4.7 | Common Stock Purchase Warrant issued by SOBR Safe, Inc. to Armistice Capital Master Fund Ltd dated March 30, 2022 | S-1 | 10.30 | 09/16/2022 | |
| 4.8 | Form of Senior Convertible Note between SOBR Safe, Inc. and Holders dated March 9, 2023 | 8-K | 10.3 | 03/13/2023 | |
| 4.9 | Common Stock Purchase Warrant between SOBR Safe, Inc. and Holders dated March 9, 2023 | 8-K | 10.4 | 03/13/2023 | |
| 4.10 | Amended and Restated Common Stock Purchase Warrant dated September 30, 2022 issued by SOBR Safe, Inc. to Armistice Capital Master Fund Ltd. amending the original warrant dated March 30, 2022 | S-1 | 10.35 | 10/14/2022 | |
| 4.11 | Amended and Restated Common Stock Purchase Warrant dated September 30, 2022 issued by SOBR Safe, Inc. to Armistice Capital Master Fund Ltd. amending the original warrant dated September 27, 2021 | S-1 | 10.36 | 10/14/2022 | |
| 4.12 | Form of New Warrant | 8-K | 10.2 | 06/04/2024 | |
| 4.13 | Form of Series A Warrant | 8-K | 10.2 | 10/10/2024 | |
| 4.14 | Form of Series B Warrant | 8-K | 10.3 | 10/10/2024 | |
| 4.15 | Form of Prefunded Warrant | 8-K | 10.5 | 10/10/2024 | |
| 4.16 | Description of Securities | 10-K | 4.18 | 04/15/2025 | |
| 4.17 | Form of Pre-Funded Warrant | 8-K | 10.2 | 12/30/2025 | |
| 4.18 | Form of Series C Warrant | 8-K | 10.3 | 12/30/2025 | |
| 4.19 | Form of Series D Warrant | 8-K | 10.4 | 12/30/2025 | |
| 10.1 | TransBiotec, Inc. 2019 Equity Incentive Plan | 8-K | 10.1 | 11/19/2019 | |
| 10.2 | Form of Warrant Agreement by and between SOBR Safe, Inc. and Purchasers dated September 30, 2022 | 8-K/A | 10.4 | 10/14/2022 | |
| 10.3 | Executive Employment Agreement with David Gandini dated January 30th, 2023 | 8-K | 10.1 | 02/03/2023 | |
| 10.4 | Form of Inducement Letter | 8-K | 10.1 | 03/05/2024 | |
| 10.5 | Form of Inducement Letter | 8-K | 10.1 | 06/04/2024 | |
| 10.6 | Form of Securities Purchase Agreement | 8-K | 10.1 | 10/10/2024 | |
| 10.7 | Form of Registration Rights Agreement | 8-K | 10.4 | 10/10/2024 | |
| 10.8 | Placement Agent Agreement | 8-K | 10.6 | 10/10/2024 | |
| 10.9 | Employment Agreement between the Company and CFO effective March 1, 2025 | 8-K | 10.1 | 05/13/2025 | |
| 10.10 | Form of Securities Purchase Agreement | 8-K | 10.1 | 12/30/2025 | |
| 10.11 | Form of Registration Rights Agreement | 8-K | 10.5 | 12/30/2025 | |
| 10.12 | Placement Agent Agreement | 8-K | 10.6 | 12/30/2025 | |
| 10.13 | Form of Placement Agent Warrant | 8-K | 10.7 | 12/30/2025 | |
| 10.14 | Amendment No. 1 to Executive Employment Agreement dated December 30, 2025 | 8-K | 10.1 | 01/02/2026 | |
| 10.15 | Amendment No. 1 to SOBR Safe, Inc. Executive Employment Agreement dated December 30, 2025 | 8-K | 10.2 | 01/02/2026 | |
| 31.1 | Principal Executive Officer Certification Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ☒ | |||
| 31.2 | Principal Financial Officer Certification Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ☒ | |||
| 32.1* | Principal Executive Officer Certification Pursuant to Item 601(b)(32) of Regulation S-K, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ☒ | |||
| 32.2* | Principal Financial Officer Certification Pursuant to Item 601(b)(32) of Regulation S-K, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ☒ | |||
| 101 | The following materials from the SOBR Safe, Inc. Quarterly Report on Form 10-Q for the quarter ended March 31, 2026, formatted in Inline Extensible Business Reporting Language (iXBRL): (i) the Consolidated Balance Sheets; (ii) the Consolidated Statements of Operations; (iii) the Consolidated Statements of Comprehensive Earnings (Loss); (iv) the Consolidated Statements of Stockholders' Equity; (v) the Consolidated Statements of Cash Flows and (vi) related notes. | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||||
- This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SOBR Safe, Inc. | ||
| Dated: April 30, 2026 | By: | /s/ David Gandini |
|---|---|---|
| Its: | David Gandini | |
| Chief Executive Officer and Principal Executive Officer | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.