SOBR Safe, Inc.

ITEM 5 – MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES

Our common stock is listed on the Nasdaq Capital Market (“Nasdaq”) under the symbol “SOBR”.

Holders

At April 10, 2026, there were approximately 140 stockholders of record. This number does not include shares of common stock held by brokerage clearing houses, depositories or others in unregistered form.

Equity Compensation Plan Information

For information regarding securities authorized for issuance under equity compensation plans, see Part III, Item 12 – “Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.”

Recent Sales of Unregistered Securities

Unless previously reported in a Quarterly Report on Form 10-Q or Current Report on Form 8-K, the following is a summary of all unregistered securities that we have sold since January 1, 2025:

In January and February 2025, the Company issued 579,219 shares of common stock upon exercise of warrants for net proceeds of approximately $3.6 million. The warrants were issued in connection with the private investment in a public equity offering by the Company in October 2024 (the “2024 PIPE Offering”). The initial sale of securities was made in reliance on Section 4(a)(2) of the Securities Act and/or Rule 506(b) of the Securities Act.

On December 24, 2025, the Company entered into a private investment in public equity offering (the “2025 PIPE Offering”) pursuant to a securities purchase agreement and registration rights agreement with certain institutional investors for aggregate gross proceeds of $2.0 million, before deducting fees to the placement agent and other expenses payable by us. H. C. Wainwright acted as the exclusive placement agent for the 2025 PIPE Offering which closed on December 29, 2025. As part of the 2025 PIPE Offering, we issued an aggregate of 370,000 share of common stock at a purchase price of $1.55 per share; 920,324 pre-funded warrants to purchase shares of our common stock at $1.55 per share; 1,290,324 Series C Warrants, each to purchase one share of common stock at an initial exercise price of $1.30 per share; and 1,290,324 Series D Warrants to purchase one share of common stock at $1.30. The initial sale of securities was made in reliance on Section 4(a)(2) of the Securities Act and/or Rule 506(b) of the Securities Act. The Company filed a Form D on January 12, 2026. The shares of common stock were registered for resale with the SEC on Form S-1 filed on January 13, 2026 and the registration statement was declared effective on January 21, 2026.

Issuer Purchases of Equity Securities

Not applicable.