LIGHTBRIDGE Corp
For the period ended Mar 31, 2025. Filed May 12, 2025.
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Mar 31, 2025 · Filed May 12, 2025
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Item 5. Other Information
Trading Arrangements
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the three months ended March 31, 2025, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (a “Rule 10b5-1 Plan”) and was adopted during an open trading window, with no sales commencing under the plan until completion of the required cooling off period under Rule 10b5-1, were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # ofSecurities to bePurchased/Sold |
|---|---|---|---|---|---|
| Jesse Funches(1) | Director | Adoption | 1/9/2025 | 4/9/2026 | 6,250 |
| Mark Tobin(2) | Director | Adoption | 1/13/2025 | 6/1/2026 | 6,000 |
| Sherri Goodman(3) | Director | Adoption | 1/24/2025 | 4/24/2026 | 7,000 |
| Larry Goldman(4) | Chief Financial Officer | Adoption | 3/7/2025 | 6/8/2026 | Indeterminable(4) |
| (1) | Jesse Funches, Director, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on January 9, 2025. Mr. Funches’s plan provides for the sale, subject to certain price limits, of up to 6,250 shares of the Company’s common stock in the aggregate. The plan terminates on April 9, 2026, unless terminated sooner in accordance with its terms. |
| (2) | Mark Tobin, Director, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on January 13, 2025. Mr. Tobin’s plan provides for the sale at market price, of up to 6,000 shares of the Company’s common stock in the aggregate. The plan terminates on June 1, 2026, unless terminated sooner in accordance with its terms. |
| (3) | Sherri Goodman, Director, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on January 24, 2025. Ms. Goodman’s plan provides for the sale at market price, of up to 7,000 shares of the Company’s common stock in the aggregate. The plan terminates on April 24, 2026, unless terminated sooner in accordance with its terms. |
| (4) | Larry Goldman, Chief Financial Officer, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on March 7, 2025. Mr. Goldman’s plan covers sales of 140,349 shares of common stock at certain price limits, which includes 54,912 shares subject to future vesting under restricted stock awards and net of any shares withheld to satisfy tax withholding obligations upon vesting. The plan terminates on June 8, 2026, unless terminated sooner in accordance with its terms. |
For the three months ended March 31, 2025, no other director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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