Edible Garden AG Inc
For the period ended Sep 30, 2024. Filed Nov 13, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 13, 2024
EDBL$0.70-1.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| Exhibit · Incorporated by Reference | ||||
|---|---|---|---|---|
| Number | Description | Form | File No. | Filing Date |
| 4.1 | Form of Class A Warrant dated September 30, 2024. | 8-K | 001-41371 | October 4, 2024 |
| 4.2 | Form of Class B Warrant dated September 30, 2024. | 8-K | 001-41371 | October 4, 2024 |
| 4.3 | Form of Pre-Funded Warrant dated September 30, 2024. | 8-K | 001-41371 | October 4, 2024 |
| 4.4 | Warrant Agency Agreement dated as of September 30, 2024 between the Company and Equiniti Trust Company, LLC. | 8-K | 001-41371 | October 4, 2024 |
| 4.5 | Form of Placement Agent Warrant dated September 30, 2024. | 8-K | 001-41371 | October 4, 2024 |
| 10.1+ | Second Amendment to the Edible Garden AG Incorporated 2022 Equity Incentive Plan. | 8-K | 001-41371 | August 23, 2024 |
| 10.2 | Securities Purchase Agreement dated as of September 27, 2024 between the Company and the investors thereto. | 8-K | 001-41371 | September 27, 2024 |
| 10.3 | Placement Agency Agreement dated as of September 27, 2024 between the Company and Maxim Group LLC. | 8-K | 001-41371 | September 27, 2024 |
| 10.4 | Form of Letter Agreement by and between the Company and the investor party thereto Regarding Prepayment of Secured Promissory Note Originally Issued to Sament Capital Investments, Inc. | 8-K | 001-41371 | September 27, 2024 |
| 10.5± | Lease Agreement, made as of December 30, 2014, by and between Edible Garden Corp. and Whitetown Realty, LLC. | 8-K | 001-41371 | October 4, 2024 |
| 10.6± | Lease Extension Agreement, dated September 10, 2019, by and between Edible Garden Corp. and Whitetown Realty, LLC. | 8-K | 001-41371 | October 4, 2024 |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Filed herewith | ||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Filed herewith | ||
| 32 | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Furnished herewith | ||
| 101 | Materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in Extensible Business Reporting Language (XBRL); (i) Unaudited Consolidated Balance Sheet, (ii) Unaudited Consolidated Statements of Operations, (iii) Unaudited Consolidated Statements of Cash Flows, (iv) Unaudited Consolidated Statements of Stockholders’ Deficit, and (v) related Notes to Consolidated Financial Statements. | Filed herewith | ||
| 104 | Cover Page Interactive Data File (included in Exhibit 101). | Filed herewith | ||
| + | Management contract or compensatory arrangement. |
|---|---|
| ± | Certain information has been omitted from this exhibit in reliance upon Item 601(a)(5) of Regulation S-K and will be furnished to the Securities and Exchange Commission upon request. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.