LIGHTBRIDGE Corp
For the period ended Sep 30, 2024. Filed Nov 1, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 1, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
Trading Arrangements
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the three months ended September 30, 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (“Rule 10b5-1 Plan”) and was adopted during an open insider trading window and no sales will commence under the plan until completion of the required cooling off period under Rule 10b5-1, were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Seth Grae(1) | Chief Executive Officer and Director | Adoption | 9/12/2024 | 12/4/2025 | 111,636 |
| Larry Goldman(2) | Chief Financial Officer | Adoption | 9/12/2024 | 12/11/2025 | 58,126 |
| Andrey Mushakov(3) | Executive Vice President of Nuclear Operations | Adoption | 9/13/2024 | 12/14/2025 | 117,761 |
| (1) | Seth Grae, the Chief Executive Officer and Director, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on September 12, 2024. Mr. Grae’s plan provides for the sale, subject to certain price limits, of up to 111,636 shares of the Company’s common stock in the aggregate. The plan terminates on December 4, 2025, unless terminated sooner in accordance with its terms. |
| (2) | Larry Goldman, the Chief Financial Officer, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on September 12, 2024. Mr. Goldman’s plan provides for the sale, subject to certain price limits, of up to 58,126 shares of the Company’s common stock in the aggregate. The plan terminates on December 11, 2025, unless terminated sooner in accordance with its terms. |
| (3) | Andrey Mushakov, the Executive Vice President of Nuclear Operations, entered into a pre-arranged stock trading plan pursuant to Rule 10b5-1 on September 13, 2024. Mr. Mushakov’s plan provides for the sale, subject to certain price limits, of up to 117,761 shares of the Company’s common stock in the aggregate. The plan terminates on December 14, 2025, unless terminated sooner in accordance with its terms. |
During the three months ended September 30, 2024, no other director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.