Midwest Energy Emissions Corp
For the period ended Dec 31, 2023. Filed Apr 16, 2024.
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FY2023 · Filed Apr 16, 2024
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Item 15. Exhibits and Financial Statement Schedules
| (a) | The financial statements identified below and required by Part II, Item 8 of this Form 10-K are set forth above. |
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(1) Financial Statements
Report of Independent Registered Public Accounting Firms
Consolidated Balance Sheet as of December 31, 2023 and 2022
Consolidated Statements of Operations for Years Ended December 31, 2023 and 2022
Consolidated Statements of Stockholders’ Equity (Deficit) for Years Ended December 31, 2023 and 2022
Consolidated Statements of Cash Flows for Years Ended December 31, 2023 and 2022
Notes to Consolidated Financial Statements
(2) Financial Statement Schedules
All other schedules have been omitted because of the absence of the conditions under which they are required or because the required information, where material, is shown in the financial statements or the notes thereto.
(3) Exhibits.
| Filed | Incorporated by Reference | |||
| Exhibit | Description | Herewith | Form | Filing Date |
| 3.1 | Certificate of Incorporation and amendments thereto through November 25, 2014 | 10-K | 03/20/2015 | |
| 3.2 | Amended and Restated By-laws | 8-K | 03/20/2015 | |
| 4.1 | Description of Securities | 10-K | 05/14/2020 | |
| 10.1 | Closing Agreement by and among Midwest Energy Emissions Corp., MES, Inc. and Energy & Environmental Research Center Foundation effective as of April 21, 2017 | 10-Q | 08/21/2017 | |
| 10.2 | Assignment of Patents by and between Energy & Environmental Research Center Foundation and Midwest Energy Emissions Corp. dated April 24, 2017 | 10-Q | 08/21/2017 | |
| 10.3 | Amended and Restated Employment Letter Agreement between Richard MacPherson and Midwest Energy Emissions Corp. dated January 29, 2019 | 10-K | 04/11/2019 | |
| 10.4 | Employment Agreement between John Pavlish and Midwest Energy Emissions Corp. dated November 16, 2014 | 8-K | 11/20/2014 | |
| 10.5 | Repurchase Option Agreement between Midwest Energy Emissions Corp. and AC Midwest Energy LLC dated as of October 28, 2022 | 8-K | 11/02/2022 | |
| 10.6 | License and Supply Agreement among Dakin Holdings Ltd., Midwest Energy Emissions Corp. and MES, Inc. dated as of January 31, 2023 | 8-K | 02/03/2023 | |
| 10.7 | Midwest Energy Emissions Corp. Amended and Restated 2014 Equity Incentive Plan | 8-K | 07/06/2023 | |
| 10.8 | Midwest Energy Emissions Corp. Amended and Restated 2017 Equity Incentive Plan | 8-K | 07/06/2023 | |
| 10.9 | Form of Option Award Agreement (2017 Equity Incentive Plan) | 10-K | 04/17/2018 | |
| 10.10 | Unsecured Debt Restructuring Agreement among Midwest Energy Emissions Corp., MES, Inc. and AC Midwest Energy LLC dated as of February 27, 2024 | 8-K | 03/04/2024 | |
| 10.11 | Unsecured Replacement Note dated February 27, 2024 | 8-K | 03/04/2024 | |
| 10.12 | Satisfaction and Discharge of Secured Debt among Midwest Energy Emissions Corp., MES, Inc. and AC Midwest Energy LLC dated as of February 27, 2024 | 8-K | 03/04/2024 | |
| 14.1 | Code of Ethics | 10-K | 05/15/2023 | |
| 21.1 | Subsidiaries of the registrant | 10-K | 04/11/2019 | |
| 31.1 | Certification by Principal Executive Officer, required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act | ☒ | ||
| 31.2 | Certification by Principal Financial Officer, required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act | ☒ | ||
| 32.1 | Certification by Principal Executive Officer, required by Rule 13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code | ☒ | ||
| 32.2 | Certification by Principal Financial Officer, required by Rule 13a-14(b) or Rule 15d-14(b) of the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United States Code | ☒ | ||
| 101.INS | Inline XBRL Instance Document | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | |||
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