Asana, Inc.
For the period ended Jan 31, 2025. Filed Mar 18, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2025 · Filed Mar 18, 2025
ASAN$9.59-4.3%Stored close · as of Nov 10, 2026
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Item 15. Exhibits and Financial Statement Schedules
(a) The following documents are filed as a part of this Annual Report on Form 10-K:
(1) Consolidated Financial Statements:
Our Consolidated Financial Statements are listed in the Index to Consolidated Financial Statements under Part II—Item 8. Financial Statements and Supplementary Data of this Annual Report on Form 10-K.
(2) Financial Statement Schedules:
Schedules not listed above have been omitted because the information required to be set forth therein is not applicable or is shown in the financial statements or notes herein.
(3) Exhibits
The documents listed in the following Exhibit Index of this Annual Report on Form 10-K are incorporated by reference or are filed with this Annual Report on Form 10-K, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K).
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Exhibit Title | Form | File Number | Exhibit | Filing Date |
| 3.1 | Restated Certificate of Incorporation of the Registrant | 8-K | 001-39495 | 3.1 | September 21, 2020 |
| 3.2 | Amended and Restated Bylaws of the Registrant | 8-K | 001-39495 | 3.1 | December 12, 2023 |
| 4.1 | Amended and Restated Investors’ Rights Agreement, dated as of November 15, 2018 by and among the Registrant and certain investors of the Registrant | S-1 | 333-248303 | 4.2 | August 24, 2020 |
| 4.2 | Omnibus Amendment to Financing Agreements | S-1/A | 333-248303 | 4.3 | September 9, 2020 |
| 4.3 | Description of Securities | 10-K | 001-39495 | 4.3 | March 24, 2022 |
| 10.1 | Form of Indemnification Agreement entered into between the Registrant and each of its directors and executive officers | S-1 | 333-248303 | 10.1 | August 24, 2020 |
| 10.2# | 2009 Stock Plan, as amended, and forms of agreement thereunder | S-1 | 333-248303 | 10.2 | August 24, 2020 |
| 10.3# | Amended and Restated 2012 Stock Plan, and forms of agreement thereunder | S-1 | 333-248303 | 10.3 | August 24, 2020 |
| 10.4# | 2020 Equity Incentive Plan, and forms of agreement thereunder | S-1 | 333-248303 | 10.4 | August 24, 2020 |
| 10.5# | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (No Holding Period) (Hybrid) | 10-K | 001-39495 | 10.5 | March 30, 2021 |
| 10.6# | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (One- or Two-Year Holding Period) (Hybrid) | 10-K | 001-39495 | 10.6 | March 30, 2021 |
| 10.7# | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (No Holding Period) (Hybrid) | 10-Q | 001-39495 | 10.1 | December 1, 2022 |
| 10.8# | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (One- or Two-Year Holding Period) (Hybrid) | 10-Q | 001-39495 | 10.2 | December 1, 2022 |
| 10.9#* | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (New Hire - No Proration) | ||||
| 10.10#* | 2020 Equity Incentive Plan - Form of RSU Grant Notice and Award Agreement (New Hire - Proration) | ||||
| 10.11# | 2020 Employee Stock Purchase Plan | S-1 | 333-248303 | 10.5 | August 24, 2020 |
| 10.12# | Amended and Restated Non-Employee Director Compensation Policy | 10-Q | 001-39495 | 10.2 | June 1, 2023 |
| 10.13# | Directors Deferred Compensation Plan | 10-K | 001-39495 | 10.9 | March 30, 2021 |
| 10.14# | Asana France SAS Equity Sub-Plan and Form of RSU Grant Notice and Award Agreement | 10-K | 001-39495 | 10.10 | March 30, 2021 |
| 10.15# | Executive Severance and Change in Control Benefit Plan | S-1 | 333-248303 | 10.7 | August 24, 2020 |
| 10.16# | Offer Letter between Dustin Moskovitz and the Registrant, dated August 20, 2020 | S-1 | 333-248303 | 10.8 | August 24, 2020 |
| 10.17# | Offer Letter between Eleanor Lacey and the Registrant, dated August 21, 2020 | S-1 | 333-248303 | 10.9 | August 24, 2020 |
| 10.18# | Offer Letter between Anne Raimondi and the Registrant, dated August 27, 2021 | 8-K | 001-39495 | 10.1 | September 1, 2021 |
| 10.19# | Offer Letter between Sonalee Parekh and the Registrant, dated August 24, 2024 | 8-K | 001-39495 | 10.1 | September 4, 2024 |
| 10.20 | Lease between Swig 631 Folsom, LLC, SIC Holdings, LLC and the Registrant, dated as of February 22, 2019 | S-1 | 333-248303 | 10.12 | August 24, 2020 |
| 10.21 | Commencement Date Memoranda to Lease between Swig 631 Folsom, LLC, SIC Holdings, LLC and the Registrant, dated as of May 17, 2021 | 10-Q | 001-39495 | 10.1 | September 3, 2021 |
| 10.22 | Voting Agreement dated as of August 13, 2021, by and between Good Ventures Foundation and Dustin Moskovitz | 10-Q | 001-39495 | 10.2 | September 3, 2021 |
| 10.23 | Share Purchase Agreement, dated September 6, 2022, by and among Asana, Inc. and the purchaser named therein | 8-K | 001-39495 | 10.1 | September 7, 2022 |
| 10.24 | Credit Agreement, dated as of November 7, 2022, by and among the Company, Silicon Valley Bank, as issuing lender, the swingline lender, administrative agent and collateral agent, and each of the lenders identified on the signature pages thereto | 8-K | 001-39495 | 10.1 | November 10, 2022 |
| 10.25 | First Amendment to Credit Agreement, dated April 13, 2023, by and among the Company and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as issuing lender, the swingline Lender, administrative agent and collateral agent | 10-Q | 001-39495 | 10.1 | June 1, 2023 |
| 10.26 | Second Amendment to Credit Agreement, dated June 18, 2024, by and among the Company and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as issuing lender, the swingline lender, administrative agent and collateral agent. | 10-Q | 001-39495 | 10.1 | September 3, 2024 |
| 10.27 | Third Amendment to Credit Agreement, dated November 18, 2024, by and among the Registrant and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as the issuing lender, the swingline lender, administrative agent and collateral agent. | 10-Q | 001-39495 | 10.1 | December 5, 2024 |
| 19.1* | Insider Trading Policy | ||||
| 21.1 | List of subsidiaries | 10-K | 001-39495 | 21.1 | March 14, 2024 |
| 23.1* | Consent of Independent Registered Public Accounting Firm | ||||
| 24.1* | Power of Attorney (included in the signature pages attached to this Annual Report on Form 10-K) | ||||
| 31.1* | Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 31.2* | Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
| 32.1† | Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
| 97.1# | Clawback Policy | 10-K | 001-39495 | 97.1 | March 14, 2024 |
| 101.INS | XBRL Instance Document | ||||
| 101.SCH | XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | The cover page from the Registrant’s Annual Report on Form 10-K for the year ended January 31, 2025, has been formatted in Inline XBRL |
- Filed herewith.
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