Heartflow, Inc.
For the period ended Jun 30, 2025. Filed Sep 19, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Sep 19, 2025
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Item 6. Exhibits
Item 6. Exhibit Index
The exhibits listed in the accompanying index to exhibits are filed as part of, or incorporated by reference, into this
Quarterly Report on Form 10-Q.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit number | Exhibit description | Form | File No. | Exhibit | Filing Date |
| 3.1 | Amended and Restated Certificate of Incorporation. | 8-K | 333-288733 | 3.1 | 8/11/2025 |
| 3.2 | Amended and Restated Bylaws. | 8-K | 333-288733 | 3.2 | 8/11/2025 |
| 10.1+ | Underwriting Agreement, dated August 7, 2025, between Heartflow, Inc. as the Issuer, and J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Piper Sandler. | ||||
| 10.2# | Heartflow, Inc. 2025 Performance Incentive Plan. | S-1 | 333-288733 | 10.2 | 7/17/2025 |
| 10.3#+ | Heartflow, Inc. 2025 Performance Incentive Plan Form of Option Agreement (Employee). | ||||
| 10.4#+ | Heartflow, Inc. 2025 Performance Incentive Plan Form of Option Agreement (Director). | ||||
| 10.5#+ | Heartflow, Inc. 2025 Performance Incentive Plan Form of Restricted Stock Unit Agreement. | ||||
| 10.6# | Heartflow, Inc. 2025 Employee Stock Purchase Plan. | S-1 | 333-288733 | 10.3 | 7/17/2025 |
| 10.7# | Heartflow, Inc. Senior Leadership Severance Policy. | S-1 | 333-288733 | 10.4 | 7/17/2025 |
| 10.8#+ | Heartflow, Inc. Director Compensation Policy. | ||||
| 31.1+ | Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 31.2+ | Certification of Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.1* | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2* | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS+ | Inline XBRL Instance Document – the instance document does not appear in the | ||||
| 101.SCH+ | Inline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents. | ||||
| 104+ | Cover Page Interactive Data File (embedded within the Inline XBRL document). | ||||
#Indicates management contract or compensatory plan.
+Filed herewith.
*The certification attached as Exhibit 32.1 and Exhibit 32.2 that accompanies this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Section 1350, as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, is not deemed “filed” by the Registrant for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended.
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