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WORKIVA INC

For the period ended Mar 31, 2024. Filed May 2, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed May 2, 2024

WK$69.78-4.1%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Director and Officer Trading Arrangements

On February 1, 2024, the pre-arranged stock trading plan pursuant to rule 10b5-1, adopted by Michael Hawkins, Executive Vice President of Sales, on September 11, 2023, automatically terminated pursuant to its terms. The expired plan provided for the potential sale of up to 20,152 shares of the Company's Class A common stock through February 9, 2024.

During the three months ended March 31, 2024, no director or officer of the Company, other than what has been set forth immediately above, adopted, modified orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

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