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MongoDB Inc

For the period ended Apr 30, 2024. Filed May 31, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Apr 30, 2024 · Filed May 31, 2024

MDB$327.37+4.6%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements

Certain executive officers and directors of the Company may execute purchases and sales of the Company's common stock through Rule 10b5-1 equity trading plans and “non-Rule 10b5-1 equity trading arrangements” (as defined in Item 408(c) of Regulation S-K).

During the three months ended April 30, 2024, one member of our board of directors and two of our officers adopted the following Rule 10b5-1 trading arrangements:

On April 9, 2024, Dwight Merriman, amember of our board of directors, adopted a trading plan intended to satisfy the conditions under Rule 10b5-1(c) of the Exchange Act. Mr. Merriman’s plan is for the sale of shares of our common stock held by Mr. Merriman and certain of his affiliated entities in amounts of up to (i)156,000 shares, (ii) shares worth approximately $3.7 million and (iii) all shares received upon the vesting, if any, of RSUs granted to Mr. Merriman as part of his 2024 annual equity award grant for his board and committee service, in each case at prices determined in accordance with a formula set forth in the plan. The plan terminates on the earlier of the date that all the shares under the plan are sold and July 31, 2025, subject to early termination for certain specified events set forth in the plan.

On April 9, 2024, Michael Gordon, our Chief Operating Officer and Chief Financial Officer adopted a trading plan intended to satisfy the conditions under Rule 10b5-1(c) of the Exchange Act. Mr. Gordon’s plan is for the sale of up to 50,000 shares of common stock underlying stock options in amounts and prices determined in accordance with a formula set forth in the plan and terminates on the earlier of the date that all the shares under the plan are sold and January 14, 2025, subject to early termination for certain specified events set forth in the plan.

On April 9, 2024, Cedric Pech, our Chief Revenue Officer adopted a trading plan intended to satisfy the conditions under Rule 10b5-1(c) of the Exchange Act. Mr. Pech’s plan is for the sale of up to 100% of the (net) shares of common stock resulting from the vesting of an aggregate of 30,132 RSUs and PSUs in amounts and prices determined in accordance with a formula set forth in the plan (net shares are net of tax withholding). The plan terminates on the earlier of the date all the shares under the plan are sold and April 30, 2025, subject to early termination for certain specified events set forth in the plan.

During the three months ended April 30, 2024, other than noted above, none of our executive officers or directors terminated or modified a 10b5-1 equity trading plan, oradopted, terminated, or modified any “non-Rule 10b5-1 equity trading arrangement”.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.