FIRST NORTHERN COMMUNITY BANCORP
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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ITEM 5. – OTHER INFORMATION
Rule10b5-1 Trading Arrangements
On* August 18, 2026,Mark Schulze, a Director of the Company, adopted a "Rule10b5*-1 trading arrangement" (as defined in Item408 of Regulation S-K) that is intended to satisfy the affirmative defense provisions of Rule10b5-1(c) under the Exchange Act. The trading plan provides for the sale of an aggregate maximum of up to 55,000 shares, subject to the terms and conditions of the plan.(1) The trading plan will terminate on* August 25, 2028,*or earlier upon the occurrence of certain events specified in the plan.
(1) Represents the maximum aggregate number of shares that* maybe sold under the trading plan, based on a maximum of2,500* shares per month from* November 2026through August 2028.*
During thethree months ended* September 30, 2026,no other director or officer (as defined in Rule16a*-1(f) under the Exchange Act) of the Company adopted, modified or terminated a “Rule10b5-1 trading arrangement” or a “non-Rule10b5-1 trading arrangement” as each term is defined in Item408(a) of Regulation S-K.
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