HEALTHSTREAM INC
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
HSTM$28.89-2.4%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| (a) | Exhibits |
| 10.1 (1) † | Second Amendment to Amended and Restated Revolving Credit Agreement, dated September 10, 2026 by and among HealthStream, Inc., its domestic subsidiaries as guarantors and Truist Bank, as the Administrative Agent, the Issuing Bank, Swingline Lender and as a Lender |
| 10.2 (2) † | Securities Purchase Agreement, dated September 11, 2026, by and among HealthStream, Inc., Robert A. Frist, Jr. and WJRJJ Ventures, LLC |
| 10.3 (2) † | Registration Rights Agreement, dated September 14, 2026, by and between HealthStream, Inc. and WJRJJ Ventures, LLC |
| 10.4* ^ | Form of HealthStream, Inc. Restricted Stock Unit Agreement (September 2026 Special Time Based) under 2022 Omnibus Incentive Plan |
| 10.5* ^ | Form of HealthStream, Inc. Restricted Stock Unit Agreement (September 2026 Special Performance) under 2022 Omnibus Incentive Plan |
| 31.1* | Certification of the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1** | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2** | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 101.1 INS | Inline XBRL Instance Document – The instant document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. |
| 101.1 SCH | Inline XBRL Taxonomy Extension Schema |
| 101.1 CAL | Inline XBRL Taxonomy Extension Calculation Linkbase |
| 101.1 DEF | Inline XBRL Taxonomy Extension Definition Linkbase |
| 101.1 LAB | Inline XBRL Taxonomy Extension Label Linkbase |
| 101.1 PRE | Inline XBRL Taxonomy Extension Presentation Linkbase |
| 104 | The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, has been formatted in Inline XBRL |
| ^ | Management contract or compensatory plan or arrangement |
| * | Filed herewith |
| ** | Furnished herewith |
| † | Exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish, on a supplemental basis, a copy of such omitted exhibits to the Securities and Exchange Commission upon request. |
| (1) | Incorporated by reference from exhibit filed on our Current Report on Form 8-K, dated September 14, 2026. |
| (2) | Incorporated by reference from exhibit filed on our Current Report on Form 8-K, dated September 15, 2026. |
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