NWPX Infrastructure, Inc.
For the period ended Sep 30, 2026. Filed Oct 29, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 29, 2026
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Item 5. Other Information
During thethree months ended* September* 30, 2026, none of our directors or officers adopted, modified, or terminated a Rule 10b5‑1 trading arrangement or a non-Rule 10b5‑1 trading arrangement, as such terms are defined under Item408(a) of Regulation S‑K, except as follows(1):
| Name | Title | Adoption Date | Duration (2) | Total Number of Shares of Common Stock to be Sold (3) |
|---|---|---|---|---|
| Megan Kendrick | Senior Vice President of Human Resources | September 16, 2026 | January 22, 2027 to June 15, 2027 | 2,613 (4) shares |
| (1) | Each trading arrangement listed is a Rule 10b5‑1 trading arrangement and is intended to satisfy the affirmative defense conditions of Rule 10b5‑1(c) under the Exchange Act. |
| (2) | Each Rule 10b5‑1 trading arrangement may expire on such earlier date as all transactions are completed. |
| (3) | Each Rule 10b5‑1 trading arrangement provides for the potential sale of shares of our common stock so long as the market price of our commons stock is higher than certain minimum threshold prices specified in each Rule 10b5‑1 trading arrangement. |
| (4) | Represents approximate number of shares to be sold based on outstanding awards expected to vest in the first quarter of 2027, where certain underlying performance share awards are being depicted at target. The actual number of shares to be sold will depend on future vesting and the number of shares withheld to satisfy tax withholding obligations. |
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