ETHAN ALLEN INTERIORS INC
For the period ended Jun 30, 2026. Filed Sep 3, 2026.
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FY2026 · Filed Sep 3, 2026
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Item 9B. OTHER INFORMATION
Securities Trading Plans of Directors and Officers
On May 23, 2026, M. Farooq Kathwari, our Chairman, President and CEO, adopted a Rule 10b5-1 trading plan for the sale of shares of Ethan Allen common stock, with an effective date of September 16, 2026 and an expiration date of September 15, 2027. This plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act. Pursuant to the plan, the aggregate number of shares of Ethan Allen common stock to be sold is not to exceed 320,400 shares.
None of our other directors or officers (as defined in Section 16 of the Securities Exchange Act of 1934, as amended) adopted or terminated a Rule 10b5-1 trading arrangement or any non-Rule 10b5-1 trading arrangement (each as defined in Item 408(a) and (c) of Regulation S-K) during the fourth quarter of fiscal 2026.
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