AZIO AI HOLDINGS, INC.
For the period ended Jun 30, 2026. Filed Aug 18, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 18, 2026
AZIO$0.59+14.3%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
A list of exhibits is set forth at the end of this Quarterly Report for the information required by this item.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 2.1** | Agreement and Plan of Merger, dated May 19, 2026, by and among Envirotech Vehicles, Inc., Azio AI Corporation, and EV-AZ Merger Sub, Inc. | 8-K | 001-38078 | 2.1 | 5/20/2026 | |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company | 1-A POS | 024-10656 | 2.7 | 6/15/2017 | |
| 3.2 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company filed with the Secretary of State of Delaware on June 8, 2018 | 8-K | 001-38078 | 3.1 | 6/11/2018 | |
| 3.3 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company filed with the Secretary of State of Delaware on May 26, 2021 | 8-K | 001-38078 | 3.1 | 6/2/2021 | |
| 3.4 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company filed with the Secretary of State of Delaware on June 24, 2022 | 8-K | 001-38078 | 3.1 | 6/28/2022 | |
| 3.5 | Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company filed with the Secretary of State of Delaware on August 6, 2025 | 8-K | 001-38078 | 3.1 | 6/28/2022 | |
| 3.6 | Certificate of Designation of Preferences, Rights and Limitations of Series A Non-Voting Convertible Preferred Stock, dated July 2, 2026 | 8-K | 001-38078 | 3.1 | 7/6/2026 | |
| 3.7 | Certificate of Amendment to Amended and Restated Certificate of Incorporation, effective July 9, 2026 | 8-K | 001-38078 | 3.1 | 7/10/2026 | |
| 3.8 | Second Amended and Restated Bylaws, dated as of July 9, 2026 | 8-K | 001-38078 | 3.2 | 7/10/2026 | |
| 10.1 | Services Agreement, dated May 19, 2026, by and between Envirotech Vehicles, Inc. and Shell Castle LLC | 8-K | 001-38078 | 10.1 | 5/20/2026 | |
| 10.2 | Services Agreement, dated May 19, 2026, by and between Envirotech Vehicles, Inc. and Met Consulting LLC | 8-K | 001-38078 | 10.2 | 5/20/2026 | |
| 10.3 | Amendment to Employment Agreement, dated May 19, 2026, by and between Envirotech Vehicles, Inc. and Phillip W. Oldridge | 8-K | 001-38078 | 10.3 | 5/20/2026 | |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | X | ||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | X | ||||
| 32.1# | 18 U.S.C. Section 1350 Certification of Chief Executive Officer, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2# | 18 U.S.C. Section 1350 Certification of Chief Financial Officer, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.INS | Inline XBRL Instance Document* | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document* | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document* | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document* | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document* | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definitions Linkbase Document* | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). | |||||
| # | The information in Exhibits 32.1 and 32.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act (including this Quarterly Report), unless the Registrant specifically incorporates the foregoing information into those documents by reference. |
|---|---|
| * | In accordance with Rule 402 of Regulation S-T, this interactive data file is deemed not filed or part of this Quarterly Report for purposes of Sections 11 or 12 of the Securities Act or Section 18 of the Exchange Act and otherwise is not subject to liability under these sections. |
| ** | Certain schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish supplementally copies of any of the omitted schedules or exhibits on a confidential basis upon request. |
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