SMITH MICRO SOFTWARE, INC.

For the period ended Jun 30, 2026. Filed Aug 14, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 14, 2026

SMSI$2.21-3.1%Stored close · as of Nov 10, 2026

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Unregistered Sales of Equity Securities and Use of Proceeds

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

The table set forth below shows all repurchases of securities by us during the three months ended June 30, 2026:

ISSUER PURCHASES OF EQUITY SECURITIES
Maximum Number (or
Approximate Dollar
Total Number of Shares · Value) of Shares
(or Units) Purchased · (or Units) that May
as Part of Publicly · Yet Be Purchased
	Total Number of Shares	Average Price Paid	Announced Plans	Under the Plans
	(or Units) Purchased (1)	per Share (or Unit)	or Programs	or Programs
Period	(a)	(b)	(c)	(d)
April 1 - 30, 2026	10,522	$3.49	—	—
May 1 - 31, 2026	8,979	$4.34	—	—
June 1 - 30, 2026	—	$—	—	—
Total	19,501	$3.88

(1)	Shares of the Company's Common Stock repurchased by the Company as payment of withholding taxes in connection with the vesting of restricted stock awards during the applicable period. All the shares were cancelled when they were acquired by the Company.

Item5. Other Information

Trading Arrangements

During the fiscal quarter ended on* June 30, 2026*,none of the Company’s directors or “officers”, as defined in Rule16a-1(f) of the Exchange Act, adopted, modified or terminated any “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” as each term is defined in Item408 of Regulation S-K.

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