CADIZ INC
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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ITEM 6. Exhibits
The following exhibits are filed or incorporated by reference as part of this Quarterly Report on Form 10-Q.
| *3.1 | Cadiz Certificate of Incorporation, as amended | |
| *4.1 | Amendment No 1 to Common Stock Purchase Warrant | |
| **10.1 | Employment Agreement, dated as of July 27, 2026, by and between Cadiz Inc. and Jacinto J. Henandez | |
| **10.2 | Separation Agreement, dated as of July 27, 2026, by and between Cadiz Inc. and Stanley E. Speer | |
| **10.3 | Amended Construction Management At-Risk Agreement, dated July 27, 2026, by and between Fener Gap Mutual Water Company and W.M. Lyles Co. | |
| **10.4 | Construction Management At-Risk Agreement, dated July 27, 2026, by and between Fenner Gap Mutual Water Company and Mike Bubalo Construction Co., Inc. | |
| *10.5 | Fifth Amendment to the Credit Agreement, dated as of August 12, 2026, by and among Cadiz Inc. and Cadiz Real Estate LLC as borrowers, the lenders from time-to-time party thereto, and Alter Domus (US) LLC, as administrative agent | |
| *31.1 | Certification of Susan Kennedy, Chief Executive Officer of Cadiz Inc. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| *31.2 | Certification of Stanley E. Speer, Chief Financial Officer and Secretary of Cadiz Inc. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| *32.1 | Certification of Susan Kennedy, Chief Executive Officer of Cadiz Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| *32.2 | Certification of Stanley E. Speer, Chief Financial Officer and Secretary of Cadiz Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| * 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | |
| * 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |
| * 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |
| * 101.DEF | Inline XBRL Extension Definition Linkbase Document | |
| * 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |
| * 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| * | Filed concurrently herewith. |
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| ** | Previously filed. |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Cadiz Inc.
| By: | /s/ Susan Kennedy | August 13, 2026 |
|---|---|---|
| Susan Kennedy Chief Executive Officer (Principal Executive Officer) | Date | |
| By: | /s/ Stanley E. Speer | August 13, 2026 |
| Stanley E. Speer Chief Financial Officer and Secretary (Principal Financial Officer) | Date |
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