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Midas Edge

Dominari Holdings Inc.

For the period ended Jun 30, 2026. Filed Aug 11, 2026.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 11, 2026

DOMH$1.40-3.1%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Table of Contents

FORM 10-Q

FOR THE QUARTERLY PERIOD ENDED****June 30, 2026

TABLE OF CONTENTS

Page
Part I - Financial Information
Item 1.Financial Statements (Unaudited)1
Condensed Consolidated Balance Sheets as of June 30, 2026 (Unaudited) and December 31, 20251
Condensed Consolidated Statements of Operations for the Three and Six Months Ended June 30, 2026 and 2025 (Unaudited)2
Condensed Consolidated Statements of Changes in Stockholders’ Equity for the Three and Six Months Ended June 30, 2026 and 2025 (Unaudited)3
Condensed Consolidated Statements of Cash Flows for the Three and Six Months Ended June 30, 2026 and 2025 (Unaudited)5
Notes to the Condensed Consolidated Financial Statements (Unaudited)6
Item 2.Management’s Discussion and Analysis of Financial Condition and Results of Operations29
Item 3.Quantitative and Qualitative Disclosures About Market Risk35
Item 4.Controls and Procedures36
Part II - Other Information37
Item 1.Legal Proceedings37
Item 1A.Risk Factors37
Item 2.Unregistered Sales of Equity Securities and Use of Proceeds37
Item 3.Defaults Upon Senior Securities37
Item 4.Mine Safety Disclosures37
Item 5.Other Information37
Item 6.Exhibits38
Signatures39

i

PART I–** FINANCIAL INFORMATION**

Condensed Consolidated Balance Sheets

June 30,December 31,
20262025
(Unaudited)​
ASSETS​​
Cash and cash equivalents$25,044$34,005
Marketable securities2,39446,516
Securities owned4,5009,756
Receivable from clearing brokers5,9973,995
Long-term equity investments10,28711,744
Accounts receivable591-
Loans to employees1,4841,767
Right-of-use assets2,4372,721
Prepaid expenses and other assets4,6782,403
Total assets$57,412$112,907
​​
LIABILITIES AND STOCKHOLDERS’ EQUITY​​
Accounts payable and accrued expenses$1,095$611
Accrued compensation and commissions8,19817,754
Accrued dividends payable29610,335
Contract liabilities7,7604,504
Lease liability2,5942,841
Income taxes payable15,5797,318
Other liabilities-173
Total liabilities35,52243,536
​​
Stockholders’ equity​​
Preferred stock, $.0001 par value, 50,000,000 authorized​​
Convertible Preferred Series D: 5,000,000 shares designated; 3,825 shares issued and outstanding as of June 30, 2026 and December 31, 2025; liquidation value of $0.0001 per share--
Convertible Preferred Series D-1: 5,000,000 shares designated; 834 shares issued and outstanding as of June 30, 2026 and December 31, 2025; liquidation value of $0.0001 per share--
Common stock, $0.0001 par value, 100,000,000 shares authorized; 24,243,646 and 16,067,435 shares issued as of June 30, 2026 and December 31, 2025, respectively; 24,243,646 and 16,067,435 shares outstanding as of June 30, 2026 and December 31, 2025, respectively2-
Additional paid-in capital361,734337,505
Accumulated deficit(339,896)(268,134)
Total Dominari Holdings stockholders’ equity21,84069,371
Non-controlling interests50-
Total stockholders’ equity21,89069,371
Total liabilities and stockholders’ equity$57,412$112,907
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.