AEye, Inc.
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
LIDR$0.90+3.6%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| Exhibit Number | Description | Form | File Number | Exhibit/Appendix Reference | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 3.1 | Second Amended and Restated Certificate of Incorporation of AEye, Inc. | 8-K | 001-39699 | 3.1 | 08/23/2021 | |
| 3.2 | Certificate of Amendment of the Second Amended and Restated Certificate of Incorporation of AEye, Inc. | 10-Q | 001-39699 | 3.2 | 05/11/2023 | |
| 3.3 | Second certificate of Amendment of the Second Amended and Restated Certificate of Incorporation of AEye, Inc. | 8-K | 001-39699 | 3.1 | 12/29/2023 | |
| 3.4 | Amended and Restated Bylaws of AEye, Inc. | 8-K | 001-39699 | 3.1 | 03/07/2025 | |
| 10.1+ | AEye, Inc. 2025 Employment Inducement Incentive Award Plan | S-8 | 333-292659 | 10.3 | 01/09/2026 | |
| 10.2+ | Forms of Notice of Grant of Restricted Stock Units and Restricted Stock Units Agreement under the AEye, Inc. 2025 Employment Inducement Incentive Award Plan | S-8 | 333-292659 | 10.4 | 01/09/2026 | |
| 10.3+ | Notice of Grant of Performance Stock Units (Cash-Settlement Option) | 8-K | 001-39699 | 10.1 | 02/11/2026 | |
| 10.4+ | Notice of Grant of Restricted Stock Units (Cash-Settlement Option)> | 8-K | 001-39699 | 10.2 | 02/11/2026 | |
| 10.5+ | Performance Stock Units Agreement (Cash-Settlement Option) | 8-K | 001-39699 | 10.3 | 02/11/2026 | |
| 10.6+ | Restricted Stock Units Agreement (Cash-Settlement Option) | 8-K | 001-39699 | 10.4 | 02/11/2026 | |
| 10.7+ | Amended and Restated AEye, Inc. 2021 Equity Incentive Plan | AEye, Inc. Definitive Proxy Statement on Schedule 14A | 001-39699 | Annex A | 03/30/2026 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.INS | Inline XBRL Instance Document | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X |
- The certifications attached as Exhibit 32.1 that accompanies this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of AEye, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
- Indicates a management contract or compensatory plan or arrangement.
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