Oak Valley Bancorp
For the period ended Mar 31, 2026. Filed May 12, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 12, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
| Item 5. | Other Information |
|---|
Insider Adoption or Termination of Trading Arrangements
During the quarter ended March 31, 2026, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company informed us of the adoption or termination of any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408 of Regulation S-K), except for Donald Barton, one of our directors, whose 10b5-1 trading arrangement expired on February 12, 2026, and he subsequently adopted a new 10b5-1 trading arrangement on February 25, 2026, which is intended to satisfy the affirmative defense of Rule 10b5-1(c). Mr. Barton’s new 10b5-1 trading arrangement indicates that an aggregate of 4,500 shares of common stock will be sold over a period of 12 months between May 2026 and April 2027.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.