Super League Enterprise, Inc.
For the period ended Dec 31, 2025. Filed Mar 31, 2026.
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FY2025 · Filed Mar 31, 2026
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Item 9B. Other Information
During the three months ended December 31, 2025, none of our officers (as defined in Rule 16a-1(f) of the Exchange Act) entered into contracts, instructions or written plans (each, a “Rule 10b5-1 Trading Plan” and collectively, the “Rule 10b5-1 Trading Plans”) for the purchase or sale of our securities that are intended to satisfy the conditions specified in Rule 10b5-1(c) under the Exchange Act for an affirmative defense against liability for trading in securities on the basis of material nonpublic information, other than as described below:
During the fiscal quarter ended December 31, 2025, the following director(s) or officer(s) adopted or terminated a contract, instruction, or written plan for the purchase or sale of securities of the Company intended to satisfy the affirmative defense conditions of Rule 10b5-1(c):
| ● | Name and Title: Clayton Haynes, Chief Financial Officer |
| ● | Action: Adopted |
| ● | Date of Adoption: October 16, 2025 |
| ● | Duration: Two-year vesting period (Terminates December 19, 2027) |
| ● | Aggregate Number of Securities: 73,959 shares of common stock |
The plan provides for the automatic sale of shares to satisfy tax obligations based on specific tax calculations prepared by the Company’s payroll processor, to be provided to the applicable processing broker, intended to comply with Rule 10b5-1(c).
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