Super League Enterprise, Inc.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
SLE$4.38+1.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| ITEM 6. | EXHIBITS |
|---|
(b) Exhibits
| Exhibit | ||
|---|---|---|
| No. | Description | Incorporation by Reference |
| 3.1 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended | Exhibit 3.7 to the Registration Statement, filed August 11, 2025 |
| 3.2 | Third Amended and Restated Certificate of Incorporation of Super League Enterprise, Inc. | Exhibit 3.1 to the Current Report on Form 8-K filed on October 22, 2025 |
| 3.3 | Certificate of Designation of Preferences, Rights and Limitations of the Series AAAA Jr. | Exhibit 3.1 to the Current Report on Form 8-K filed on July 14, 2025 |
| 3.4 | Certificate of Designation of Preferences, Rights and Limitations of the Series B Preferred | Exhibit 3.1 to the Current Report on Form 8-K filed on September 18, 2025 |
| 3.5 | Certificate of Designation of Preferences, Rights and Limitations of the Series C Convertible Preferred Stock | Exhibit 3.2 to the Current Report on Form 8-K filed on October 22, 2025 |
| 4.1 | Pre-Funded Warrant, dated July 10, 2025, issued to Agile Capital Funding, LLC | Exhibit 4.1 to the Current Report on Form 8-K filed on July 14, 2025 |
| 4.2 | Form of Pre-Funded Warrant | Exhibit 4.2 to the Current Report on Form 8-K filed on July 14, 2025 |
| 4.3 | Convertible Promissory Note, dated July 10, 2025, issued to Yield Point NY, LLC by Super League Enterprise, Inc. | Exhibit 4.3 to the Current Report on Form 8-K filed on July 14, 2025 |
| 4.3 | Common Stock Purchase Warrant, issued to Yield Point NY, LLC by Super League Enterprise, Inc. | Exhibit 4.4 to the Current Report on Form 8-K filed on July 14, 2025 |
| 4.4 | Amended and Restated Unsecured Promissory Note issued by Super League Enterprise, Inc. to Belleau Wood Capital, LP, on August 11, 2025 | Exhibit 4.2 to the Quarterly Report on Form 10-Q filed on August 14, 2025 |
| 4.5 | Form of October 2025 Pre-Funded Warrant to Purchase Common Stock | Exhibit 4.1 to the Current Report on Form 8-K filed on October 22, 2025 |
| 4.6 | Form of October 2025 Common Stock Purchase Warrant | Exhibit 4.2 to the Current Report on Form 8-K filed on October 22, 2025 |
| 4.7 | Form of Series B Common Stock Purchase Warrant | Exhibit 4.3 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.1 | Exchange Agreement, dated July 7, 2025, by and between Super League Enterprise, Inc. and the Michael Keller Trust | Exhibit 10.1 to the Current Report on Form 8-K filed on July 7, 2025 |
| 10.2 | Exchange Agreement, dated July 8, 2025 by and between Super League Enterprise, Inc., and Benjamin Khakshoor | Exhibit 10.1 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.3 | Exchange Agreement, dated July 8, 2025 by and between Super League Enterprise, Inc., and Samuel Drozdov | Exhibit 10.2 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.4 | Exchange Agreement, dated July 8, 2025 by and between Super League Enterprise, Inc., and Firepit Partners Co. | Exhibit 10.3 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.5 | Exchange Agreement, dated July 10, 2025 by and among Super League Enterprise, Inc., Agile Capital Funding, LLC, and Agile Lending, LLC. | Exhibit 10.4 to the Current Report on Form 8-K filed on July 14, 202525 |
| 10.6 | Equity Purchase Agreement dated July 10, 2025 by and between the Company and YieldPoint NY, LLC | Exhibit 10.5 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.7 | Registration Rights Agreement dated July 10, 2025 by and between the Company and YieldPoint NY, LLC | Exhibit 10.6 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.8 | Securities Purchase Agreement dated July 10, 2025, by and between the Company and Yield Point NY, LLC | Exhibit 10.7 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.9 | Registration Rights Agreement, dated July 10, 2025, by and between the Company and Yield Point NY, LLC | Exhibit 10.8 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.8 | Security Agreement, dated July 10, 2025, by and between the Company and Yield Point NY, LLC | Exhibit 10.9 to the Current Report on Form 8-K filed on July 14, 2025 |
| 10.9 | Form of Exchange Agreement by and between Super League Enterprise, Inc., and certain Preferred Stockholders | Exhibit 10.1 to the Current Report on Form 8-K filed on September 18, 2025 |
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| 10.10 | Amendment No. 1 to Secured Convertible Promissory Note, dated September 30, 2025, by and between Super League Enterprise, Inc., and Yield Point NY, LLC | Exhibit 10.1 to the Current Report on Form 8-K filed on September 30, 2025 |
| 10.11* | Amendment No. 1 to the Super League Enterprise, Inc. 2025 Omnibus Equity Incentive Plan | Annex I to the Definitive Proxy Statement on Schedule 14A filed on October 2, 2025 |
| 10.12 | Form of October 2025 Securities Purchase Agreement | Exhibit 10.1 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.13 | Form of October 2025 Registration Rights Agreement | Exhibit 10.2 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.14 | Exchange Agreement, dated October 22, 2025, by and between Super League Enterprise, Inc., and Yield Point NY, LLC | Exhibit 10.3 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.15 | Exchange Agreement, effective October 22, 2025, by and between Super League Enterprise and Belleau Wood Capital, LP | Exhibit 10.4 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.16 | Placement Agency Agreement, dated October 22, 2025, by and between Super League Enterprise and Aegis Capital Corp. | Exhibit 10.5 to the Current Report on Form 8-K filed on October 22, 2025 |
| 10.17 | Placement Agency Agreement, dated October 22, 2025, by and between Super League Enterprise and Aegis Capital Corp. | Exhibit 10.3 to the Current Report on Form 8-K filed on October 28, 2025 |
| 31.1 | Certification of the Principal Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 31.2 | Certification of the Principal Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 32.1 | Certification of the Principal Executive Officer and Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 101.INS | Inline XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL Document and included in Exhibit 101) |
- Indicates management contract or compensatory plan
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