Fluent, Inc.
For the period ended Sep 30, 2025. Filed Nov 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 14, 2025
FLNT$3.67-4.4%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporated by Reference · Filed | ||||
|---|---|---|---|---|
| Exhibit No. · Exhibit Description · Form · Exhibit · Filing Date · Herewith | ||||
| 3.1 | Certificate of Domestication. | 8-K | 3.1 | 3/26/2015 |
| 3.2 | Certificate of Incorporation. | 8-K | 3.2 | 3/26/2015 |
| 3.3 | Certificate of Amendment to the Certificate of Incorporation. | 8-K | 3.1 | 9/26/2016 |
| 3.4 | Certificate of Amendment to the Certificate of Incorporation. | 8-K | 3.1 | 4/16/2018 |
| 3.5 | Certificate of Amendment to the Certificate of Incorporation of Fluent, Inc. effective April 11, 2024. | 8-K | 3.1 | 4/12/2024 |
| 3.6 | Amended and Restated Bylaws. | 8-K | 3.2 | 2/19/2019 |
| 4.1 | Form of Pre-Funded Warrant dated August 19, 2025 | 10-Q | 4.3 | 8/19/2025 |
| 4.2 | Form of Common Stock Warrant dated August 19, 2025 | 10-Q | 4.4 | 8/19/2025 |
| 10.1 | Letter Agreement to Credit Agreement, dated as of July 30, 2025, by and among Fluent, LLC, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC | 10-Q | 10.4 | 8/19/2025 | |
| 10.2 | Letter Agreement to Credit Agreement, dated as of August 14, 2025, by and among Fluent, LLC, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC | 10-Q | 10.5 | 8/19/2025 | |
| 10.3** | Fifth Amendment to Credit Agreement, dated as of August 15, 2025, by and among Fluent, LLC, Fluent, Inc., the Guarantors, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC | 10-Q | 10.6 | 8/19/2025 | |
| 10.4** | Form of Securities Purchase Agreement, dated as of August 19, 2025 by and among Fluent, Inc. and the purchaser parties thereto | 10-Q | 10.7 | 8/19/2025 | |
| 10.5 | Form of Support Agreement, dated as of August 19, 2025 by and among Fluent, Inc. and the parties thereto | 10-Q | 10.8 | 8/19/2025 | |
| 10.6** | Form of Registration Rights Agreement, dated as of August 19, 2025 by and among Fluent, Inc. and the purchasers parties thereto | 10-Q | 10.9 | 8/19/2025 | |
| 10.7+ | Fluent, Inc. Equity Participation Plan | 8-K | 10.1 | 9/24/2025 | |
| 10.8+ | Form of Restricted Stock Unit Agreement | 8-K | 10.2 | 9/24/2025 | |
| 31.1 | Certification of Chief Executive Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Chief Financial Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1* | Certification by Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 32.2* | Certification by Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | X | |||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | |||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | |||
| * | Furnished herewith. This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act. | ||||
| ** | Certain of the schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5). The Company hereby undertakes to furnish supplementally a copy of all omitted schedules to the SEC upon its request. | ||||
| + | Management contract or compensatory plan or arrangement. | ||||
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