CADIZ INC
For the period ended Sep 30, 2025. Filed Nov 13, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 13, 2025
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ITEM 6. Exhibits
Cadiz Inc.
| ITEM 6. | Exhibits |
The following exhibits are filed or incorporated by reference as part of this Quarterly Report on Form 10-Q.
| ** 10.1 | Credit Agreement, dated October 27, 2025, by and between the Company and Lytton Rancheria of California |
|---|---|
| * 31.1 | Certification of Susan Kennedy, Chief Executive Officer of Cadiz Inc. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| * 31.2 | Certification of Stanley E. Speer, Chief Financial Officer and Secretary of Cadiz Inc. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| * 32.1 | Certification of Susan Kennedy, Chief Executive Officer of Cadiz Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| * 32.2 | Certification of Stanley E. Speer, Chief Financial Officer and Secretary of Cadiz Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| * 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) |
| * 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| * 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| * 101.DEF | Inline XBRL Extension Definition Linkbase Document |
| * 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| * 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| * | Filed concurrently herewith. |
|---|---|
| ** | Previously filed. |
Cadiz Inc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Cadiz Inc.
| By: | /s/ Susan Kennedy | November 13, 2025 |
|---|---|---|
| Susan Kennedy | Date | |
| Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| By: | /s/ Stanley E. Speer | November 13, 2025 |
| Stanley E. Speer | Date | |
| Chief Financial Officer and Secretary | ||
| (Principal Financial Officer) |
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