APPLIED OPTOELECTRONICS, INC.
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
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Item 5. Other Information
(a)None
(b)None
(c) The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section16 officers and directors for thethree months ended* September 30, 2025,each of which is intended to satisfy the affirmative defense conditions of Rule10b5*-1(c) under the Exchange Act ("Rule10b5-1"), were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Stefan Murry(1) | CFO | Adoption | August 12, 2025 | December 11, 2026 | 72,000 |
(1)Stefan Murry, our Chief Financial Officer, entered into a Rule10b5-1 Plan on* August 12, 2025.Dr. Murry's plan provides for the potential sale of up to72,000* shares of the Company's common stock. The plan is set to expire on* December 11, 2026,*or upon the earlier completion of all authorized transactions under the plan.
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