Byrna Technologies Inc.
For the period ended Aug 31, 2025. Filed Oct 9, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Aug 31, 2025 · Filed Oct 9, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
| ITEM 5. | OTHER INFORMATION. |
|---|
Insider Adoption or Termination of Trading Arrangements:
During the fiscal quarter ended* August 31, 2025,none of our directors or officers informed us of the adoption, modification or termination of a “Rule10b5*-1 trading arrangement” or “non-Rule10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item408, except as described in the table below:
| Aggregate Number of | ||||||
| Shares of Common | ||||||
| Character of | Stock to be Purchased | Other | ||||
| Trading | or Sold Pursuant to | Material | Date | |||
| Name & Title | Date Adopted | Arrangement (2) | Trading Arrangement | Duration (3) | Terms | Terminated |
|---|---|---|---|---|---|---|
| Luan Pham (1) | July 14, 2025 | Rule 10b5-1 Trading Arrangement | Up to 142,661 shares to be sold | January 5, 2026 through December 21, 2026 | N/A | N/A |
| 1. | Bryan Ganz, our Chief Executive Officer and a member of our Board of Directors, is an indirect holder of shares held by Northeast Industrial Partners LLC and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| 2. | The trading arrangement is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”), and complied with the then applicable requirements of the Rule at the time of adoption. |
| 3. | Except as indicated by footnote and unless terminated or suspended, each trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table. Each trading arrangement only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule. Each trading arrangement also provides for automatic expiration on the date on which the broker receives notice of the death of the applicable seller or of the commencement of any proceedings in respect of or triggered by the applicable seller’s bankruptcy or insolvency. |
26
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.