Super League Enterprise, Inc.
For the period ended Jun 30, 2025. Filed Aug 14, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2025 · Filed Aug 14, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
| ITEM 6. | EXHIBITS |
|---|
(b) Exhibits
| Exhibit No. | Description | Incorporation by Reference |
| 1.1 | Underwriting Agreement dated May 9, 2025, between Super League Enterprise, inc. and Aegis Capital Corp. | Exhibit 1.1 to the Current Report on Form 8-K filed on May 12, 2025 |
| 1.2 | Underwriting Agreement, dated May 29, 2025, between Super League Enterprise, Inc. and Aegis Capital Corp. | Exhibit 1.1 to the Current Report on Form 8-K filed on May 30, 2025 |
| 1.3 | Placement Agent Agreement, dated May 30, 2025, between Super League Enterprise, Inc. and Aegis Capital Corp. | Exhibit 1.1 to the Current Report on Form 8-K filed on June 2, 2025 |
| 2.1 | Membership Interest Purchase and Sale Agreement, by and among Super League Enterprise, Inc., InPvP, LLC, and Mineville, LLC | Exhibit 2.1 to the Current Report on Form 8-K filed on May 22, 2025 |
| 3.1 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation, as amended | Exhibit 3.7 to the Registration Statement, filed August 11, 2025 |
| 4.1 | Convertible Promissory Note issued by Super League Enterprise, Inc., to 1800 Diagonal Lending, LLC, on May 12, 2025 | Exhibit 4.1 to the Current Report on Form 8-K filed on May 16, 2025 |
| 4.2 | Amended and Restated Unsecured Promissory Note issued by Super League Enterprise, Inc. to Belleau Wood Capital, LP, on August 11, 2025 | |
| 10.1 | Addendum No. 1 to the Executive Employment Agreement between the Company and Matthew Edelman, dated April 1, 2025 | Exhibit 10.1 to the Current Report on Form 8-K filed on April 3, 2025 |
| 10.2 | Addendum No. 1 to the Executive Employment Agreement between the Company and Ann Hand, dated April 1, 2025 | Exhibit 10.2 to the Current Report on Form 8-K filed on April 3, 2025 |
| 10.3 | Addendum No. 1 to the Executive Employment Agreement between the Company and Clayton Haynes, dated April 1, 2025 | Exhibit 10.3 to the Current Report on Form 8-K filed on April 3, 2025 |
| 10.4 | Amendment No. 1 to Convertible Promissory Note, dated April 30, 2025, by and between Super League Enterprise, Inc. and 1800 Diagonal Lending, LLC | Exhibit 10.1 to the Current Report on Form 8-K filed on May 6, 2025 |
| 10.5 | 2025 Omnibus Equity Incentive Plan | Annex B to the Definitive Proxy Statement on Schedule 14A filed May 19, 2025 |
| 10.6 | Form of Securities Purchase Agreement, dated May 30, 2025 | Exhibit 10.1 to the Current Report on Form 8-K filed on June 2, 2025 |
| 10.7 | Amendment No. 1 to Unsecured Promissory Note, dated June 13, 2025, by and between Super League Enterprise, Inc., and Sam Drozdov. | Exhibit 10.1 to the Current Report on Form 8-K filed on June 2, 2025 |
| 10.8 | Amendment No. 1 to Unsecured Promissory Note, dated June 13, 2025, by and between Super League Enterprise, Inc., and Ben Khakshoor. | Exhibit 10.2 to the Current Report on Form 8-K filed on June 20, 2025 |
| 10.9 | Amendment No. 1 to Unsecured Promissory Note, dated June 13, 2025, by and between Super League Enterprise, Inc., and Firepit Partners Co. | Exhibit 10.3 to the Current Report on Form 8-K filed on June 20, 2025 |
| 10.10 | Amendment No. 1 to Unsecured Promissory Note, dated June 13, 2025, by and between Super League Enterprise, Inc., and the non-employee member of the Board of Directors stated therein. | Exhibit 10.4 to the Current Report on Form 8-K filed on June 20, 2025 |
| 31.1 | Certification of the Principal Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 31.2 | Certification of the Principal Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 32.1 | Certification of the Principal Executive Officer and Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 101.INS | Inline XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL Document and included in Exhibit 101) |
** Certain portions of this exhibit (indicated by “[*****]”) have been omitted as the Company has determined (i) the omitted information is not material and (ii) the omitted information would likely cause harm to the Company if publicly disclosed.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SUPER LEAGUE ENTERPRISE, INC. | |
| By | /s/ Matt Edelman |
| Matt Edelman Chief Executive Officer (Principal Executive Officer) |
| By | /s/ Clayton Haynes |
| Clayton Haynes Chief Financial Officer (Principal Financial and Accounting Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.