APPLIED OPTOELECTRONICS, INC.
For the period ended Jun 30, 2025. Filed Aug 7, 2025.
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Jun 30, 2025 · Filed Aug 7, 2025
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Item 5. Other Information
(a)None
(b)None
(c) The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section16 officers and directors for thethree months ended* June 30, 2025,each of which is intended to satisfy the affirmative defense conditions of Rule10b5*-1(c) under the Exchange Act ("Rule10b5-1"), were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| David Kuo(1) | SVP and CLO | Adoption | May 15, 2025 | August 14, 2026 | 44,500 |
(1)David Kuo, our Senior Vice President and Chief Legal Officer, entered into a Rule10b5-1 Plan on* May 15, 2025.Mr. Kuo's plan provides for the potential sale of up to 44,500 shares of the Company's common stock. The plan is set to expire on August 14, 2026,*or upon the earlier completion of all authorized transactions under the plan.
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