ALPHA PRO TECH LTD
For the period ended Dec 31, 2024. Filed Mar 12, 2025.
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FY2024 · Filed Mar 12, 2025
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Item 16. Form 10-K Summary
The Company has elected not to provide a summary of the information contained in this report at this time.
EXHIBIT INDEX
ITEM 15(a)(3)
| Exhibit No. | Description |
| 3.1.1 | Certificate of Incorporation of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3(f) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893) (P). |
| 3.1.2 | Certificate of Amendment of Certificate of Incorporation of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3(j) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893) (P). |
| 3.1.3 | Certificate of Ownership and Merger (BFD Industries, Inc. into Alpha Pro Tech, Ltd.), incorporated by reference to Exhibit 3(l) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893) (P). |
| 3.2 | Amended and Restated Bylaws of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3.1 to Form 8-K, filed on December 19, 2022 (File No. 000-19893). |
| 4.1 | Description of securities registered pursuant to Section 12 of the Exchange Act, incorporated by reference to Exhibit 4.1 to Form 10-K for the year ended December 31, 2019, filed on March 10, 2020 (File No. 001-15725). |
| 10.1 | Alpha Pro Tech, Ltd. 2004 Stock Option Plan (As Amended on June 7, 2010), incorporated by reference to Exhibit 10.1 to Form 8-K, filed on June 11, 2010.* |
| 10.2 | Non-Qualified Stock Option Agreement of John Ritota, incorporated by reference to Exhibit 4.4 to Form S-8, filed on December 13, 2004 (File No. 333-121184).* |
| 10.3 | Incentive Stock Option Agreement of Lloyd Hoffman, incorporated by reference to Exhibit 4.8 to Form S-8, filed on December 13, 2004 (File No. 333-121184).* |
| 10.4 | Employment Agreement between the Company and Lloyd Hoffman, dated August 31, 2016, incorporated by reference to Exhibit 10.1 to Form 8-K, filed on September 2, 2016 (File No. 001-15725).* |
| 10.4A | Amendment One to Employment Agreement between the Company and Lloyd Hoffman, dated October 24, 2017, incorporated by reference to Exhibit 10.1 to Form 8-K, filed on October 26, 2017 (File No. 001-15725).* |
| 10.5 | Alpha Pro Tech, Ltd. 2020 Omnibus Incentive Plan, incorporated by reference to Exhibit 10.1 to Form 8-K, filed on June 15, 2020 (File No. 001-15725).* |
| 10.5A | First Amendment to the Alpha Pro Tech, Ltd. 2020 Omnibus Incentive Plan, incorporated by reference to Exhibit 10.8A to Form 10-K for the year ended December 31, 2020, filed on March 10, 2021 (File No. 001-15725).* |
| 10.6 | Form of Restricted Stock Award Agreement for Non-Employee Directors, incorporated by reference to Exhibit 10.9 to Form 10-K for the year ended December 31, 2020, filed on March 10, 2021 (File No. 001-15725).* |
| 10.7 | Lease Agreement, effective as of January 1, 2024, by and between Alpha ProTech Engineered Products, Inc. and Edward Jennings, LLC, incorporated by reference to Exhibit 10.1 to Form 10-Q for the quarter ended March 31, 2024, filed on May 9, 2024 (File No. 000-15725). |
| 10.8 | Commercial Lease and Deposit Receipt, effective as of March 1, 2024, by and between the Alpha Pro Tech, Inc., and Nogales Property Management, incorporated by reference to Exhibit 10.2 to Form 10-Q for the quarter ended March 31, 2024, filed on May 9, 2024 (File No. 000-15725). |
| 14 | Alpha Pro Tech, Ltd. Code of Business Conduct and Ethics, incorporated by reference to Exhibit 10(r) to Form 10-K/A, filed on April 29, 2004 (File No. 001-15725). |
| 19 | Alpha Pro Tech, Ltd. Policy on Insider Trading. |
| 21 | Subsidiaries of Alpha Pro Tech, Ltd. |
| 23.1 | Consent of Independent Registered Public Accounting Firm. |
| 31.1 | Certification of President and Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended. |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended. |
| 32.1 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – President and Chief Executive Officer. |
| 32.2 | Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – Chief Financial Officer. |
| 97 | Policy Regarding Recovery of Erroneously-Awarded Compensation, incorporated by reference to Exhibit 97 to Form 10-K for the year ended December 31, 2023, filed on March 13, 2024 (File No. 001-15725), |
| 101 | Interactive Data Files for Alpha Pro Tech, Ltd’s Form 10-K for the period ended December 31, 2024, formatted in Inline XBRL. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101). |
| * Indicates a management contract or compensatory plan or arrangement. (P) Indicates a paper filing with the SEC. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPHA PRO TECH, LTD.
| DATE: | March 12, 2025 | BY: | /s/Lloyd Hoffman |
|---|---|---|---|
| Lloyd Hoffman | |||
| President and Chief Executive Officer | |||
| DATE: | March 12, 2025 | BY: | /s/Colleen McDonald |
| Colleen McDonald | |||
| Chief Financial Officer | |||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
/s/Lloyd Hoffman
Lloyd Hoffman, President and Chief Executive Officer and Director
(Principal Executive Officer)
/s/Colleen McDonald
Colleen McDonald, Chief Financial Officer
(Principal Financial and Accounting Officer)
/s**/**Danny Montgomery
Danny Montgomery, Senior Vice President Manufacturing and Director
/s/Donna Millar
Donna Millar, Investor Relations and Director
/s/David Garcia
David Garcia, Director
/s/Dr. John Ritota
Dr. John Ritota, Director
/s/James Buchan
James Buchan, Director
/s/Benjamin Shaw
Benjamin Shaw, Director
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