APPLIED OPTOELECTRONICS INC
For the period ended Dec 31, 2024. Filed Feb 28, 2025.
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FY2024 · Filed Feb 28, 2025
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Item 9B. Other Information
| Item 9B. | Other Information |
|---|
Rule10b5-1 Trading Plans**
The adoption ortermination of contracts, instructions or written plans for the purchase or sale of our securities by our Section16 offers and directors for thethree months ended* December 31, 2024,each of which is intended to satisfy the affirmative defense conditions of Rule10b5*-1(c) under the Exchange Act ("Rule10b5-1 Plan"), were as follows:
| Name | Title | Action | Date Adopted | Expiration Date | Aggregate # of Securities to be Purchased/Sold |
|---|---|---|---|---|---|
| Hung-Lun (Fred) Chang(1) | SVP/North America General Manager | Adoption | 11/27/2024 | 12/31/2025 | 10,258 |
| Shu-Hua (Joshua) Yeh(2) | SVP/Asia General Manager | Adoption | 12/09/2024 | 12/31/2025 | 50,000 |
| (1) | Hung-Lun (Fred) Chang, our Senior Vice President and North America General Manager, entered into a Rule 10b5-1 Plan on November 27, 2024. Dr. Chang's plan provides for the potential sale of 10,258 shares of the Company's common stock. The Plan expires on December 31, 2025, or upon the earlier of completion of all authorized transactions under the plan. |
| (2) | Shu-Hua (Joshua) Yeh, our Senior Vice President and Asia General Manager, entered into a Rule 10b5-1 Plan on December 9, 2024. Mr. Yeh's plan provides for the potential sale of 50,000 shares of the Company's common stock. The Plan expires on December 31, 2025, or upon the earlier of completion of all authorized transactions under the plan. |
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